RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A•• F••••••••• L•• no RAUM currentsince Mar 5, 2026 · Bala Cynwyd, Pa
- 4••••••• F•••••••• G•••• I••• independent RIAOct 17, 2013 to Nov 12, 2015 · Syosset, Ny
- L•• F•••••••• L•• BD affiliatedSep 18, 2012 to Sep 19, 2013 · New York, Ny
- 4••••••• F•••••••• G•••• I••• to A•• F••••••••• L••left Nov 12, 2015, registered Mar 5, 2026 (3766 days) · Other
- L•• F•••••••• L•• to 4••••••• F•••••••• G•••• I•••left Sep 19, 2013, registered Oct 17, 2013 (28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address