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Advisor at LPL FINANCIAL LLC
LAS VEGS, NV | SAN DIEGO, CA | LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 6, 2026 | n/a | yes | LAS VEGS, NV|SAN DIEGO, CA|LAS VEGAS, NV | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 18, 2019 | Feb 18, 2025 | no | NEW YORK, NY|Las Vegas, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|CHANDLER, AZ|LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| EDWARD JONES | National bd RIA | Jul 15, 2019 | Oct 24, 2019 | no | LAS VEGAS, NV | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 20, 2017 | Apr 9, 2019 | no | LAS VEGAS, NV | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Nov 19, 2013 | Nov 29, 2017 | no | LAS VEGAS, NV|LAS VEGAS, NV|HENDERSON, NV|HENDERSON, NV|LAS VEGAS, NV|HENDERSON, NV|NORTH LAS VEGAS, NV|HENDERSON, NV|HENDERSON, NV|NORTH LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | Feb 18, 2025 | Jan 6, 2026 | 322 | Firm change | Wirehouse to ibd |
| EDWARD JONES | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 24, 2019 | Dec 18, 2019 | 55 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EDWARD JONES | Apr 9, 2019 | Jul 15, 2019 | 97 | Firm change | Wirehouse to ibd |
| J.P. MORGAN SECURITIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 29, 2017 | Dec 20, 2017 | 21 | Firm change | Wirehouse to wirehouse |