DFX Intelligence

D•••• A•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

D•••• A•••••••••

Advisor at C•••••••• G••••• M•••••• I•••

New York, NY | Jacksonville, FL

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Search this name across graphsid dfx:ria:6f980073-4e3d-c128-327a-8b2126cc859d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 16, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Apr 4, 2023	n/a	yes	New York, NY\|Jacksonville, FL\|Jacksonville, FL	Current employment
D••••••• B••• S••••••••• I•••	No RAUM reported	Apr 10, 2019	Apr 5, 2023	no	JACKSONVILLE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• B••• S••••••••• I•••	C•••••••• G••••• M•••••• I•••	Apr 5, 2023	Apr 4, 2023	-1	Firm change	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	D••••••• B••• S••••••••• I•••	Apr 2, 2019	Apr 10, 2019

Relationships

Registered with (3)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
Apr 4, 2023 to presentfactForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 10, 2019 to Apr 5, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 16, 2016 to Apr 2, 2019factForm ADV

Dated events

Occurred
Apr 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f980073-4e3d-c128-327a-8b2126cc859d
First observed: Aug 16, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.