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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SVOBODA CAPITAL PARTNERS LLC

CRD 165490

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f9984ea-4cfa-29ea-1d01-f26607236f12

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 3
Observed: Jun 29, 2017 to Mar 29, 2018
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Svoboda Capital Partners LLC

Venture manager · shared crd

Independent Sponsorsidentity

Svoboda Capital Partners LLC

Capital provider to sponsors · shared crd

Private Equityidentity

Svoboda Capital Partners LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $190MItem 5.F on the latest filing (2018-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $190M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7
Individual clients: 0
High net worth clients: 0
Private funds: 7Schedule D 7.B(1)
Private fund GAV: $190Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-110928
CRD: 165490
Filings on the tape: 4
First filed: Jun 29, 2017
Latest filed: Mar 29, 2018
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SVOBODA CAPITAL FUND IV, L.P.	Private Equity Fund	$54.0M	Apr 9, 2024	40	Mar 31, 2017	reported	021-256718
SVOBODA CAPITAL FUND IV (SBIC), L.P.	Private Equity Fund	$42.1M	Apr 9, 2024	25	Mar 29, 2018	reported	021-276995
SVOBODA CAPITAL FUND III, L.P.	Private Equity Fund	$13.5M	Apr 9, 2024	37	Oct 11, 2012	reported	021-180517
SVOBODA CAPITAL INVESTORS IV LLC	Private Equity Fund	$10.4M	Apr 9, 2024	8	Mar 29, 2018	reported	n/a
SVOBODA, COLLINS FUND II, L.P.	Private Equity Fund	$2.8M	Apr 15, 2021	43	Oct 11, 2012	reported	n/a
SVOBODA CAPITAL INVESTORS III LLC	Private Equity Fund	$1.2M	Apr 9, 2024	4	Mar 29, 2018	reported	n/a
SC CAPITAL INVESTORS LLC	Private Equity Fund	$12,919	Apr 15, 2021	4	Mar 29, 2018	reported	n/a
SVOCO, G.P.	Private Equity Fund	$0	Mar 27, 2015	97	Oct 11, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALBERT, ANDREW, BRUCE	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	Na	yes	02/2007	Jun 29, 2017	Mar 29, 2018
BROOKER, THOMAS, GLENN	MANAGING DIRECTOR	Na	yes	04/2015	Jun 29, 2017	Mar 29, 2018
GOTSCH, PETER, MICAH	MANAGING DIRECTOR	Na	yes	07/2011	Jun 29, 2017	Mar 29, 2018
HARPSTER, RICHARD, JAMES	MANAGING DIRECTOR	Na	yes	04/2014	Jun 29, 2017	Mar 29, 2018
PIPER, JEFFREY, STEPHEN	MANAGING DIRECTOR	Na	yes	10/2015	Jun 29, 2017	Mar 29, 2018
SVOBODA, JOHN, ANTON	MANAGING MEMBER; MANAGING DIRECTOR	E	yes	12/1997	Jun 29, 2017	Mar 29, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SC MANAGEMENT III, L.P.	n/a	n/a	n/a	N	yes	n/a
SC MANAGEMENT IV (SBIC), L.P.	n/a	n/a	n/a	N	yes	n/a
SC MANAGEMENT IV, L.P.	n/a	n/a	n/a	N	yes	n/a
SVOBODA, COLLINS PARTNERS II, L.P.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 29, 2018	$190M	$190M	10	10	0	7	$190M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$190M	n/a	n/a	n/a	n/a	10	n/a	0	n/a

Relationships

Advises (8)

→ SVOBODA CAPITAL FUND III, L.P.Private fundPrivate Equity Fund, ERA
Oct 11, 2012 to presentfactForm ADV
→ SVOBODA CAPITAL INVESTORS III LLCPrivate fundPrivate Equity Fund, ERA
Mar 29, 2018 to presentfactForm ADV
→ SVOBODA CAPITAL FUND IV, L.P.Private fundPrivate Equity Fund, ERA
Mar 31, 2017 to presentfactForm ADV
→ SVOBODA CAPITAL FUND IV (SBIC), L.P.Private fundPrivate Equity Fund, ERA
Mar 29, 2018 to presentfactForm ADV
→ SVOBODA CAPITAL INVESTORS IV LLCPrivate fundPrivate Equity Fund, ERA
Mar 29, 2018 to presentfactForm ADV
→ SC CAPITAL INVESTORS LLCPrivate fundPrivate Equity Fund, ERA
Mar 29, 2018 to presentfactForm ADV
→ SVOBODA, COLLINS FUND II, L.P.Private fundPrivate Equity Fund, ERA
Oct 11, 2012 to presentfactForm ADV
→ SVOCO, G.P.Private fundPrivate Equity Fund, ERA, no longer reported
Oct 11, 2012 to Mar 27, 2015factForm ADV

Controls (6)

← SVOBODA, JOHN, ANTONOwnerMANAGING MEMBER; MANAGING DIRECTOR, ownership code E, individual
Jun 29, 2017 to presentfactForm ADV
← HARPSTER, RICHARD, JAMESOwnerMANAGING DIRECTOR, ownership code NA, individual
Jun 29, 2017 to presentfactForm ADV
← PIPER, JEFFREY, STEPHENOwnerMANAGING DIRECTOR, ownership code NA, individual
Jun 29, 2017 to presentfactForm ADV
← GOTSCH, PETER, MICAHOwnerMANAGING DIRECTOR, ownership code NA, individual
Jun 29, 2017 to presentfactForm ADV
← ALBERT, ANDREW, BRUCEOwnerMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 29, 2017 to presentfactForm ADV
← BROOKER, THOMAS, GLENNOwnerMANAGING DIRECTOR, ownership code NA, individual
Jun 29, 2017 to presentfactForm ADV

Dated events

Occurred
Jun 29, 2017
First Form ADV filing
Svoboda Capital Partners Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f9984ea-4cfa-29ea-1d01-f26607236f12
First observed: Jun 29, 2017
Last observed: Mar 29, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SVOBODA CAPITAL PARTNERS LLC

CRD 165490

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f9984ea-4cfa-29ea-1d01-f26607236f12

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:53 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SVOBODA CAPITAL FUND IV, L.P.

Private Equity Fund

$54.0M

Apr 9, 2024

Mar 31, 2017

reported

021-256718

SVOBODA CAPITAL FUND IV (SBIC), L.P.

Private Equity Fund

$42.1M

Apr 9, 2024

Mar 29, 2018

reported

021-276995

SVOBODA CAPITAL FUND III, L.P.

Private Equity Fund

$13.5M

Apr 9, 2024

Oct 11, 2012

reported

021-180517

SVOBODA CAPITAL INVESTORS IV LLC

Private Equity Fund

$10.4M

Apr 9, 2024

Mar 29, 2018

reported

n/a

SVOBODA, COLLINS FUND II, L.P.

Private Equity Fund

$2.8M

Apr 15, 2021

Oct 11, 2012

reported

n/a

SVOBODA CAPITAL INVESTORS III LLC

Private Equity Fund

$1.2M

Apr 9, 2024

Mar 29, 2018

reported

n/a

SC CAPITAL INVESTORS LLC

Private Equity Fund

$12,919

Apr 15, 2021

Mar 29, 2018

reported

n/a

SVOCO, G.P.

Private Equity Fund

Mar 27, 2015

Oct 11, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALBERT, ANDREW, BRUCE

MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER

yes

02/2007

Jun 29, 2017

Mar 29, 2018

BROOKER, THOMAS, GLENN

MANAGING DIRECTOR

yes

04/2015

Jun 29, 2017

Mar 29, 2018

GOTSCH, PETER, MICAH

MANAGING DIRECTOR

yes

07/2011

Jun 29, 2017

Mar 29, 2018

HARPSTER, RICHARD, JAMES

MANAGING DIRECTOR

yes

04/2014

Jun 29, 2017

Mar 29, 2018

PIPER, JEFFREY, STEPHEN

MANAGING DIRECTOR

yes

10/2015

Jun 29, 2017

Mar 29, 2018

SVOBODA, JOHN, ANTON

MANAGING MEMBER; MANAGING DIRECTOR

yes

12/1997

Jun 29, 2017

Mar 29, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SC MANAGEMENT III, L.P.

n/a

yes

n/a

SC MANAGEMENT IV (SBIC), L.P.

n/a

yes

n/a

SC MANAGEMENT IV, L.P.

n/a

yes

n/a

SVOBODA, COLLINS PARTNERS II, L.P.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 29, 2018

$190M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$190M

n/a