DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

S•••••• C•••••• P••••••• L••

Former SEC-registered adviserChicago, IllinoisCRD 165490SEC 801-110928IAPD
Latest filing Mar 29, 2018
First filing on the tape Jun 29, 2017 · 4 filings
RAUM
$190M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
$190M gross assets
History
4 filings and snapshots on the tape
RAUM$190M as of Mar 29, 2018
Jun 29, 2017$206M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2018
Jun 29, 20170 then
Employees (5.A)10 as of Mar 29, 2018
Jun 29, 201712 then
Private funds7 as of Mar 29, 2018
Jun 29, 20176 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 29, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$27.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$190M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
7reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      8 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S•••••• C•••••• F••• I•• L•••Private Equity Fund$54.0M40Mar 31, 2017
      S•••••• C•••••• F••• I• •••••• L•••Private Equity Fund$42.1M25Mar 29, 2018
      S•••••• C•••••• F••• I••• L•••Private Equity Fund$13.5M37Oct 11, 2012
      S•••••• C•••••• I•••••••• I• L••Private Equity Fund$10.4M8Mar 29, 2018
      S••••••• C•••••• F••• I•• L•••Private Equity Fund$2.8M43Oct 11, 2012
      S•••••• C•••••• I•••••••• I•• L••Private Equity Fund$1.2M4Mar 29, 2018
      S• C•••••• I•••••••• L••Private Equity Fund$12,9194Mar 29, 2018
      S••••• G•••no longer reportedPrivate Equity Fund$097Oct 11, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••• A•••••• B•••• · Managing Director, Chief Compliance Officercontrol
        since 02/2007 · owns less than 5%
      • B••••••• T•••••• G•••• · Managing Directorcontrol
        since 04/2015 · owns less than 5%
      • G•••••• P••••• M•••• · Managing Directorcontrol
        since 07/2011 · owns less than 5%
      • H•••••••• R••••••• J•••• · Managing Directorcontrol
        since 04/2014 · owns less than 5%
      • P••••• J••••••• S•••••• · Managing Directorcontrol
        since 10/2015 · owns less than 5%
      • S••••••• J•••• A•••• · Managing Member; Managing Directorcontrol
        since 12/1997 · owns 75% or more
      Related persons
      Schedule D 7.A
      • S• M••••••••• I••• L•••
        pooled vehicle sponsorn
      • S• M••••••••• I• •••••• L•••
        pooled vehicle sponsorn
      • S• M••••••••• I•• L•••
        pooled vehicle sponsorn
      • S••••••• C•••••• P••••••• I•• L•••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 7
        Dec 5, 2017 to Mar 29, 2018
      • Pooled vehicle clients · 3 to 7
        Dec 5, 2017 to Mar 29, 2018
      • Assets in custody · unset to 0.0
        Dec 5, 2017 to Mar 29, 2018
      • Custody of client assets · false to true
        Dec 5, 2017 to Mar 29, 2018
      • Private funds · 3 to 7
        Dec 5, 2017 to Mar 29, 2018
      • Discretionary RAUM · $206M to $190M
        Dec 5, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · $206M to $190M
        Dec 5, 2017 to Mar 29, 2018
      • RAUM · $206M to $190M
        Dec 5, 2017 to Mar 29, 2018
      • Advisory employees · 11 to 10
        Jul 21, 2017 to Dec 5, 2017
      • Charity clients · unset to 0.0
        Jul 21, 2017 to Dec 5, 2017
      • Corporate clients · unset to 0.0
        Jul 21, 2017 to Dec 5, 2017
      • HNW clients · unset to 0.0
        Jul 21, 2017 to Dec 5, 2017
      • Individual clients · unset to 0.0
        Jul 21, 2017 to Dec 5, 2017
      • Pension plan clients · unset to 0.0
        Jul 21, 2017 to Dec 5, 2017
      • Pooled vehicle clients · unset to 3.0
        Jul 21, 2017 to Dec 5, 2017
      • Employees · 12 to 10
        Jul 21, 2017 to Dec 5, 2017
      • Other offices · unset to 0.0
        Jul 21, 2017 to Dec 5, 2017
      • Pooled vehicle RAUM · unset to 205823000.0
        Jul 21, 2017 to Dec 5, 2017
      • Private funds · 6 to 3
        Jun 29, 2017 to Jul 21, 2017
      Signals
      1 dated events
      • S•••••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)
        Jun 29, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/svoboda-capital-partners-llcreportedpublic record, Form ADV, Sep 19, 2026
      Website
      svoco.comreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026