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Advisor at F•••• C•••••• A••••••• S•••••••
North Port, FL | FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• C•••••• A••••••• S••••••• | Bd affiliated wealth | Nov 17, 2025 | n/a | yes | FORT WORTH, TX|North Port, FL | Current employment |
| G•••• P•••• A•••••••• L•• | Former SEC adviser | Mar 14, 2022 | Sep 5, 2025 | no | ROCKVILLE, MD|ROCKVILLE, MD|North Port, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•••• P•••• A•••••••• L•• | F•••• C•••••• A••••••• S••••••• | Sep 5, 2025 | Nov 17, 2025 | 73 | Firm change | Ibd to ibd |
| H• B•••• I••• | G•••• P•••• A•••••••• L•• | Feb 24, 2021 | Mar 14, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 14251:15840:NC:2017-03-25 | Mar 25, 2017 | Aug 31, 2012 | CHARLOTTE, NC | Firm change after gap |
| 615:10409:NC:2015-01-02 | Jan 2, 2015 | Mar 25, 2017 | CHARLOTTE, NC | Firm change after gap |
| H• B•••• I••• | Former SEC adviser | Oct 8, 2020 | Feb 24, 2021 | no | Rockville, MD|North Port, FL|ROCKVILLE, MD | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | Jun 4, 2019 | no | CHARLOTTE, NC | Previous registration |
| W••••• S••••• S••••••••• I••• | Former SEC adviser | Aug 31, 2012 | Sep 5, 2013 | no | SOMERSET, NJ | Previous registration |
| T•••• S••••• S••••••••• I••• | Former SEC adviser | Aug 31, 2012 | Sep 5, 2013 | no | SOMERSET, NJ | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Aug 31, 2012 | Jan 2, 2015 | no | SOMERSET, NJ|CHARLOTTE, NC | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Aug 23, 2012 | Mar 25, 2017 | no | SOMERSET, NJ|CHARLOTTE, NC | Previous registration |
| W•••• A••••••• S••••••• | Former SEC adviser | Aug 11, 2010 | Aug 14, 2012 | no | LINCROFT, NJ | Previous registration |
| P••• I••••••••• L•• | Asset manager | May 12, 2004 | Dec 7, 2004 | no | NEWARK, NJ | Previous registration |
| 383 |
| Firm change |
| Ibd to ibd |
| M•• I•••••••• S•••••••• L•• | H• B•••• I••• | Jun 4, 2019 | Oct 8, 2020 | 492 | Firm change after gap | Ibd to ibd |
| M•• F•••••••• S•••••••• I••• | T•••• S••••• S••••••••• I••• | Mar 25, 2017 | Aug 31, 2012 | -1,667 | Firm change after gap | Other |
| N•• E•••••• S••••••••• C••••••••• | M•• I•••••••• S•••••••• L•• | Jan 2, 2015 | Mar 25, 2017 | 813 | Firm change after gap | Other |
| T•••• S••••• S••••••••• I••• | N•• E•••••• S••••••••• C••••••••• | Sep 5, 2013 | Aug 31, 2012 | -370 | Channel change | Other |
| W••••• S••••• S••••••••• I••• | T•••• S••••• S••••••••• I••• | Sep 5, 2013 | Aug 31, 2012 | -370 | Channel change | Other |
| W•••• A••••••• S••••••• | M•• F•••••••• S•••••••• I••• | Aug 14, 2012 | Aug 23, 2012 | 9 | Firm change | Other |
| P••• I••••••••• L•• | W•••• A••••••• S••••••• | Dec 7, 2004 | Aug 11, 2010 | 2,073 | Firm change after gap | Other |