DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Morgan
Feed of 09/15/2026
Also filed as Steven Anthony Morgan
At current firm
0 y
since Nov 17, 2025
In the industry
37 y
since Jan 19, 1989 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- First Command Advisory Services BD affiliated currentsince Nov 17, 2025 · Fort Worth, Tx
- Grove Point Advisors, LLC formerMar 14, 2022 to Sep 5, 2025 · Rockville, Md
- H. Beck, Inc. formerOct 8, 2020 to Feb 24, 2021 · Rockville, Md
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Jun 4, 2019 · Charlotte, Nc
- Tower Square Securities, Inc. formerAug 31, 2012 to Sep 5, 2013 · Somerset, Nj
- Walnut Street Securities, Inc. formerAug 31, 2012 to Sep 5, 2013 · Somerset, Nj
- New England Securities Corporation formerAug 31, 2012 to Jan 2, 2015 · Somerset, Nj
- Msi Financial Services, Inc. formerAug 23, 2012 to Mar 25, 2017 · Somerset, Nj
- World Advisory Services formerAug 11, 2010 to Aug 14, 2012 · Lincroft, Nj
- Pgim Investments LLC asset managerMay 12, 2004 to Dec 7, 2004 · Newark, Nj
Moves
a registration end followed by a registration begin elsewhere
- Grove Point Advisors, LLC to First Command Advisory Servicesleft Sep 5, 2025, registered Nov 17, 2025 (73 days) · Affiliated broker-dealer or bank to another
- H. Beck, Inc. to Grove Point Advisors, LLCleft Feb 24, 2021, registered Mar 14, 2022 (383 days) · Affiliated broker-dealer or bank to another
- MML Investors Services, LLC to H. Beck, Inc.left Jun 4, 2019, registered Oct 8, 2020 (492 days) · Affiliated broker-dealer or bank to another
- Msi Financial Services, Inc. to Tower Square Securities, Inc.left Mar 25, 2017, registered Aug 31, 2012 (-1667 days) · Other · moved with a team
- New England Securities Corporation to MML Investors Services, LLCleft Jan 2, 2015, registered Mar 25, 2017 (813 days) · Other · moved with a team
- Tower Square Securities, Inc. to New England Securities Corporationleft Sep 5, 2013, registered Aug 31, 2012 (-370 days) · channel change inside one enterprise, not a move
- Walnut Street Securities, Inc. to Tower Square Securities, Inc.left Sep 5, 2013, registered Aug 31, 2012 (-370 days) · channel change inside one enterprise, not a move
- World Advisory Services to Msi Financial Services, Inc.left Aug 14, 2012, registered Aug 23, 2012 (9 days) · Other
- Pgim Investments LLC to World Advisory Servicesleft Dec 7, 2004, registered Aug 11, 2010 (2073 days) · Other
Signals
- Steven Morgan left Grove Point Advisors, Llc for First Command Advisory Services (registered 2025-11-17)Sep 5, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address