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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

OPPENHEIMER REAL ASSET MANAGEMENT INC

CRD 104981

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f9c1ddd-a968-fb9b-42ef-e1076bc1231e

Data as of Mar 28, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 28, 2013
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 9
Advisory employees: 2
SEC number: 801-34455
CRD: 104981
Filings on the tape: 5
First filed: Mar 30, 2012
Latest filed: Mar 28, 2013
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FEINBERG, KRISTIE, MARIE	Treasurer	Na	yes	01/2013	Jan 14, 2013	Mar 28, 2013
GABINET, ARTHUR, SANFORD	GENERAL COUNSEL	Na	yes	01/2011	Mar 30, 2012	Mar 28, 2013
GLAVIN, WILLIAM, FRANCIS	Director	Na	yes	03/2010	Mar 30, 2012	Mar 28, 2013
HENSLER, PHILIPP, ALBERT	Director	Na	yes	01/2013	Jan 14, 2013	Mar 28, 2013
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	Shareholder	E	yes	10/1990	Mar 30, 2012	Mar 28, 2013
MM ASSET MANAGEMENT HOLDING LLC	Shareholder	E	yes	01/2012	Mar 30, 2012	Mar 28, 2013
OPPENHEIMER ACQUISITION CORP.	Shareholder	E	yes	10/1990	Mar 30, 2012	Mar 28, 2013
OPPENHEIMERFUNDS, INC.	DIRECT SHAREHOLDER	E	yes	08/1996	Mar 30, 2012	Mar 28, 2013
PFEFFER, DAVID, MATTHEW	DIRECTOR AND CHIEF FINANCIAL OFFICER	Na	yes	01/2010	Mar 30, 2012	Mar 28, 2013
STEINMETZ, ARTHUR, PHILIP	PRESIDENT AND DIRECTOR	Na	yes	01/2010	Mar 30, 2012	Mar 28, 2013
VANDEHEY, MARK, STEPHEN	CHIEF COMPLIANCE OFFICER	Na	yes	03/2004	Mar 30, 2012	Mar 28, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
OFI INSTITUTIONAL ASSET MANAGEMENT, INC.	n/a	Former SEC adviser	$11B	N	yes	n/a
OFI PRIVATE INVESTMENTS INC	n/a	Former SEC adviser	$2.0B	N	yes	n/a
HARBOURVIEW ASSET MANAGEMENT CORPORATION	n/a	Former SEC adviser	$386M	N	yes	n/a
OPPENHEIMERFUNDS INC	n/a	Asset manager	$827,684	Y	yes	n/a
OFI TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
OPPENHEIMERFUNDS DISTRIBUTOR, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Centennial	Co	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 28, 2013	n/a	n/a	9	2	n/a	n/a	n/a
2011	Mar 30, 2012	$2.0B	$2.0B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	n/a	$2.0B	n/a	n/a	n/a	9	n/a	n/a	n/a

Relationships

Affiliated with (4)

→ HARBOURVIEW ASSET MANAGEMENT CORPORATIONRegistered adviserother investment adviser, common control
factForm ADV
→ OPPENHEIMERFUNDS INCRegistered adviserother investment adviser, bank, control, common control
factForm ADV
→ OFI PRIVATE INVESTMENTS INCRegistered adviserother investment adviser, common control
factForm ADV
→ OFI GLOBAL INSTITUTIONAL, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (11)

← VANDEHEY, MARK, STEPHENOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← STEINMETZ, ARTHUR, PHILIPOwnerPRESIDENT AND DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← GLAVIN, WILLIAM, FRANCISOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← FEINBERG, KRISTIE, MARIEOwnerTREASURER, ownership code NA, individual
Jan 14, 2013 to presentfactForm ADV
← PFEFFER, DAVID, MATTHEWOwnerDIRECTOR AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HENSLER, PHILIPP, ALBERTOwnerDIRECTOR, ownership code NA, individual
Jan 14, 2013 to presentfactForm ADV
← GABINET, ARTHUR, SANFORDOwnerGENERAL COUNSEL, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← MM ASSET MANAGEMENT HOLDING LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← OPPENHEIMER ACQUISITION CORP.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← OPPENHEIMERFUNDS, INC.OwnerDIRECT SHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f9c1ddd-a968-fb9b-42ef-e1076bc1231e
First observed: Mar 30, 2012
Last observed: Mar 28, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OPPENHEIMER REAL ASSET MANAGEMENT INC

CRD 104981

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f9c1ddd-a968-fb9b-42ef-e1076bc1231e

Data as of Mar 28, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FEINBERG, KRISTIE, MARIE

Treasurer

yes

01/2013

Jan 14, 2013

Mar 28, 2013

GABINET, ARTHUR, SANFORD

GENERAL COUNSEL

yes

01/2011

Mar 30, 2012

Mar 28, 2013

GLAVIN, WILLIAM, FRANCIS

Director

yes

03/2010

Mar 30, 2012

Mar 28, 2013

HENSLER, PHILIPP, ALBERT

Director

yes

01/2013

Jan 14, 2013

Mar 28, 2013

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

Shareholder

yes

10/1990

Mar 30, 2012

Mar 28, 2013

MM ASSET MANAGEMENT HOLDING LLC

Shareholder

yes

01/2012

Mar 30, 2012

Mar 28, 2013

OPPENHEIMER ACQUISITION CORP.

Shareholder

yes

10/1990

Mar 30, 2012

Mar 28, 2013

OPPENHEIMERFUNDS, INC.

DIRECT SHAREHOLDER

yes

08/1996

Mar 30, 2012

Mar 28, 2013

PFEFFER, DAVID, MATTHEW

DIRECTOR AND CHIEF FINANCIAL OFFICER

yes

01/2010

Mar 30, 2012

Mar 28, 2013

STEINMETZ, ARTHUR, PHILIP

PRESIDENT AND DIRECTOR

yes

01/2010

Mar 30, 2012

Mar 28, 2013

VANDEHEY, MARK, STEPHEN

CHIEF COMPLIANCE OFFICER

yes

03/2004

Mar 30, 2012

Mar 28, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

OFI INSTITUTIONAL ASSET MANAGEMENT, INC.

n/a

Former SEC adviser

$11B

yes

n/a

OFI PRIVATE INVESTMENTS INC

n/a

Former SEC adviser

$2.0B

yes

n/a

HARBOURVIEW ASSET MANAGEMENT CORPORATION

n/a

Former SEC adviser

$386M

yes

n/a

OPPENHEIMERFUNDS INC

n/a

Asset manager

$827,684

yes

n/a

OFI TRUST COMPANY

n/a

yes

n/a

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Centennial

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 28, 2013

n/a

2011

Mar 30, 2012

$2.0B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

n/a

$2.0B

n/a