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L.D. L••• WEALTH ADVISORY, INC., CRD 136596
RICHARDSON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| M•••• R•••• M••••••• | Chartered Financial Consultant | RICHARDSON, TX | 5 | 20 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| L•• W••••• A••••••• 2••••• O•• A•• G•• L•••••• P••••••••• | Other Private Fund | $4.5M | Oct 22, 2015 | 33 | Mar 11, 2014 | dropped | n/a |
| L•• W••••• A••••••• 2••••• O•• A•• G•• L•••••• P••••••••• | Other Private Fund | $3.8M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••••• T•••••• N••••• | CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER (CCO AS OF 5/2023) | C | yes | 12/2019 | Mar 30, 2016 | Mar 10, 2024 |
| M•••••••• M••••• R•••• | CHIEF FINANCIAL OFFICER AND SENIOR MANAGER | C | yes | 12/2019 | Jan 7, 2020 | Mar 10, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 100.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $119M | $119M | -0.3% | $114M | 1.5% | 8 | 7 | 0 | 0 |
| Oct 22, 2015 |
| 30 |
| Sep 12, 2013 |
| dropped |
| n/a |
| L•• W••••• A••••••• O•• • G•• L•••••• P••••••••• | Other Private Fund | $2.4M | Oct 22, 2015 | 11 | Mar 21, 2013 | dropped | n/a |
| L•• D•••••• H••••••• L• | Other Private Fund | $200,000 | Oct 22, 2015 | 10 | Jul 24, 2015 | dropped | n/a |
| L•• W••••• A••••••• 2••••• O•• A•• G•• L•••••• P••••••••• | Other Private Fund | $0 | Oct 22, 2015 | 0 | Mar 30, 2015 | dropped | n/a |
| Mar 30, 2026 |
| $119M |
| $119M |
| 8 |
| 2 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 25, 2025 | $119M | $119M | 7 | 1 | 0 | n/a | n/a |
| 2023 | Mar 10, 2024 | $110M | $110M | 6 | 5 | 0 | n/a | n/a |
| 2022 | Mar 23, 2023 | $114M | $114M | 9 | 2 | 0 | n/a | n/a |
| 2021 | Mar 30, 2022 | $120M | $120M | 7 | 2 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $136M | $136M | 7 | 2 | 0 | n/a | n/a |
| 2019 | Mar 23, 2020 | $137M | $137M | 9 | 6 | 0 | n/a | n/a |
| 2018 | Mar 25, 2019 | $131M | $131M | 8 | 7 | 0 | n/a | n/a |
| 2017 | Mar 28, 2018 | $127M | $127M | 8 | 7 | 0 | n/a | n/a |
| 2016 | Mar 28, 2017 | $117M | $117M | 6 | 2 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $169M | $169M | 8 | 3 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $109M | $107M | 10 | 3 | n/a | 4 | $10.6M |
| 2013 | Mar 11, 2014 | $111M | $110M | 12 | 3 | n/a | 3 | $4.5M |
| 2012 | Mar 21, 2013 | $99.0M | $87.4M | 10 | 4 | n/a | 1 | $1.8M |
| 2011 | Mar 22, 2012 | $138M | $125M | n/a | n/a | n/a | n/a | n/a |