DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at C••••• I••••••••• A••••••• L••
NOBLESVILLE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | NOBLESVILLE, IN | Current employment |
| A•••••• A••••••• S••••••• | Former SEC adviser | Oct 25, 2019 | Sep 5, 2025 | no | IRVING, TX|NOBLESVILLE, IN|Noblesville, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••• A••••••• S••••••• | C••••• I••••••••• A••••••• L•• | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| 1•• G••••• A••••••• I•• | A•••••• A••••••• S••••••• | Oct 25, 2019 | Oct 25, 2019 |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Jan 23, 2008 | Oct 25, 2019 | no | JACKSONVILLE, FL|DALLAS, TX|Jacksonville, FL|Indianapolis, IN | Previous registration |
| L• L••• W••••• A••••••• | Independent wealth | Jan 20, 2006 | Mar 4, 2008 | no | RICHARDSON, TX | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Oct 31, 2003 | Jan 28, 2005 | no | DALLAS, TX | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| L• L••• W••••• A••••••• | 1•• G••••• A••••••• I•• | Mar 4, 2008 | Jan 23, 2008 | -41 | Firm change after gap | Other |
| E•••••••• A•••••••• L•• | L• L••• W••••• A••••••• | Jan 28, 2005 | Jan 20, 2006 | 357 | Firm change | Other |