DFX Intelligence

J••• J••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant33 years in industry

J••• J••••• L••••

Advisor at C•••••••• A••••••• G••••• L••

WESTLAKE VILLAGE, CA

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Search this name across graphsid dfx:ria:6faa3e57-dce7-7347-a476-2913e774558b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 15, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• A••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 16, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• A••••••• G••••• L••	Independent wealth	May 2, 2017	n/a	yes	WESTLAKE VILLAGE, CA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Dec 15, 1997	May 1, 2017	no	C••••••••, CA\|WOODLAND HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	C•••••••• A••••••• G••••• L••	May 1, 2017	May 2, 2017	1	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:288224:CA:2017-05-01	May 1, 2017	May 2, 2017	WOODLAND HILLS, CA	Firm change

Relationships

Registered with (2)

→ C•••••••• A••••••• G••••• L••Registered adviserregistration: current employment
May 2, 2017 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 15, 1997 to May 1, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6faa3e57-dce7-7347-a476-2913e774558b
First observed: Dec 15, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.