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Advisor at M••••• S••••••
Winter Haven, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | Sep 23, 2022 | n/a | yes | Winter Haven, FL | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | May 9, 2017 | Sep 19, 2019 | no | SPRINGFIELD, MA|LAKELAND, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | M••••• S•••••• | Sep 19, 2019 | Sep 23, 2022 | 1,100 | Firm change after gap | Wirehouse to wirehouse |
| M••••• S•••••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Apr 11, 2011 | May 9, 2017 |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Apr 11, 2011 | no | Springfield, MA | Previous registration |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Jun 1, 2009 | no | SPRINGFIELD, MA|WINTER HAVEN, FL|WINTER HAVEN, FL | Previous registration |
| M••••• S•••••• D• I••• | n/a | Jan 4, 2005 | Apr 2, 2007 | no | WINTER HAVEN, FL|WINTER HAVEN, FL | Previous registration |
| 2,220 |
| Firm change after gap |
| Wirehouse to wirehouse |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |