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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

CINDY ANN PEPPLE

Advisor at WILLIAM BLAIR & COMPANY L.L.C.

BALTIMORE, MD | CHICAGO, IL | BOWIE, MD

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Search this name across graphsid dfx:ria:6fafaefb-4e5a-0c33-7bb2-783e35c089ae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WILLIAM BLAIR & COMPANY L.L.C.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 10, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 10, 1999
First registration: Aug 11, 2000
Dual registered: yes, broker-dealer
Other names: CINDY A HAUSE|CINDY PEPPLE
IAPD individual key: 3140301

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WILLIAM BLAIR & COMPANY L.L.C.	Bd affiliated wealth	Sep 13, 2021	n/a	yes	CHICAGO, IL\|CHICAGO, IL\|BALTIMORE, MD\|BOWIE, MD	Current employment
BROWN ADVISORY SECURITIES, LLC	n/a	Dec 3, 2002	Oct 10, 2003	no	BALTIMORE, MD	Previous registration
BROWN ADVISORY SECURITIES, LLC	Former SEC adviser	Dec 3, 2002	Sep 13, 2021	no	WASHINGTON, DC\|CHEVY CHASE, MD\|WASHINGTON, DC	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Aug 11, 2000	Nov 26, 2002	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BROWN ADVISORY SECURITIES, LLC	WILLIAM BLAIR & COMPANY L.L.C.	Sep 13, 2021	Sep 13, 2021	0	Firm change	RIA to ibd
BROWN ADVISORY SECURITIES, LLC	BROWN ADVISORY SECURITIES, LLC	Oct 10, 2003	Dec 3, 2002	-311	Firm change after gap	Other
DEUTSCHE BANK SECURITIES INC.	BROWN ADVISORY SECURITIES, LLC	Nov 26, 2002	Dec 3, 2002	7	Firm change	Other

Relationships

Registered with (4)

→ WILLIAM BLAIR & COMPANY L.L.C.Registered adviserregistration: current employment
Sep 13, 2021 to presentfactForm ADV
→ BROWN ADVISORY SECURITIES, LLCRegistered adviserregistration: previous registration
Dec 3, 2002 to Sep 13, 2021factForm ADV
→ BROWN ADVISORY SECURITIES, LLCRegistered adviserregistration: previous registration
Dec 3, 2002 to Oct 10, 2003factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Aug 11, 2000 to Nov 26, 2002factForm ADV

Dated events

No dated event names this entity yet.