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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

AMARINDER K. SAINI

Advisor at STRATEGIC ADVISERS LLC

GLEN ALLEN, VA

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Search this name across graphsid dfx:ria:6fc38845-9c32-29d2-c756-89c735c13ee1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 18, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 17, 2020
First registration: Dec 18, 2020
Dual registered: yes, broker-dealer
Other names: AMARINDER SAINI|Amarinder KAUR Saini
IAPD individual key: 6076453

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	GLEN ALLEN, VA\|GLEN ALLEN, VA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 14, 2021	Mar 31, 2025	no	COVINGTON, KY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Dec 23, 2020	Apr 27, 2021	no	GLEN ALLEN, VA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Dec 18, 2020	Apr 27, 2021	no	GLEN ALLEN, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 27, 2021	Jul 14, 2021	78	Firm change	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 27, 2021	Dec 23, 2020	-125	Channel change	Other

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 14, 2021 to Mar 31, 2025factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 23, 2020 to Apr 27, 2021factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Dec 18, 2020 to Apr 27, 2021factForm ADV

Dated events

No dated event names this entity yet.