J•• L••• H••••

Advisor at E••• W••• W••••• A••••••• L••

SANTA CLARA, CA | PASADENA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6fc915da-ae63-6fe6-bf11-bd9b64f2d40c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jun 4, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••• W••• W••••• A••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 2, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••• W••• W••••• A••••••• L••	No RAUM reported	Jul 29, 2026	n/a	yes	SANTA CLARA, CA\|PASADENA, CA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jan 29, 2026	Jul 29, 2026	no	PASADENA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	E••• W••• W••••• A••••••• L••	Jul 29, 2026	Jul 29, 2026	0	Firm change	Ibd to new firm
L•• F•••••••• L••	C••••• I••••••••• A••••••• L••	Jan 30, 2026	Jan 29, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:342776:CA:2026-07-29	Jul 29, 2026	Jul 29, 2026	PASADENA, CA	Firm change

Relationships

Registered with (7)

→ E••• W••• W••••• A••••••• L••Registered adviserregistration: current employment
Jul 29, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 29, 2026 to Jul 29, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 19, 2023 to Jan 30, 2026factForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••

Dated events

Occurred
Jul 29, 2026
Advisor changed firm
J•• L••• H•••• left C••••• I••••••••• A••••••• L•• for E••• W••• W••••• A••••••• L•• (registered 2026-07-29)
Form ADVobserved 7 days ago
Occurred
Jan 30, 2026
Advisor changed firm
J•• L••• H•••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-01-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6fc915da-ae63-6fe6-bf11-bd9b64f2d40c
First observed: Jun 4, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.