DFX Intelligence

S••••• E•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

S••••• E•••••• H•••••

Advisor at K••••• F••••••••• L••

MOORPARK, CA

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Search this name across graphsid dfx:ria:6fdd2ad3-7f39-4bc4-723d-ccbed387b9a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 6, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• F••••••••• L••	Independent wealth	Jun 25, 2021	n/a	yes	MOORPARK, CA	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Aug 21, 2017	Dec 31, 2017	no	Clovis, CA\|W•••LAKE VILLAGE, CA\|Moorpark, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• F••••••••• L••	F•••••••• W••• G••••	Aug 1, 2021	Dec 8, 2015	-2,063	Firm change after gap	Other
W•••••• I••••••••• S•••••••••	K••••• F••••••••• L••	Dec 31, 2017	Jun 25, 2021

Relationships

Registered with (5)

→ K••••• F••••••••• L••Registered adviserregistration: current employment
Jun 25, 2021 to presentfactForm ADV
→ K••••• F••••••••• L••Registered adviserregistration: previous registration
Jun 9, 2015 to Aug 1, 2021factForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Aug 21, 2017 to Dec 31, 2017factForm ADV
→ F•••••••• W••• G••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6fdd2ad3-7f39-4bc4-723d-ccbed387b9a5
First observed: Mar 7, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.