DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Everett Hoppel
Feed of 09/14/2026
At current firm
5 y
since Jun 25, 2021
In the industry
18 y
since Mar 6, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Kelsey Financial, LLC independent RIA currentsince Jun 25, 2021 · Moorpark, Ca
- Western International Securities formerAug 21, 2017 to Dec 31, 2017 · Clovis, Ca
- Financial West Group formerDec 8, 2015 to Aug 21, 2017 · Westlake Village, Ca
- Kelsey Financial, LLC unclassifiedJun 9, 2015 to Aug 1, 2021 · Moorpark, Ca
- American Financial Network Advisory Services, LLC formerSep 26, 2014 to May 29, 2015 · Los Angeles, Ca
- Financial West Group formerMar 7, 2008 to Jun 26, 2014 · Westlake Village, Ca
Moves
a registration end followed by a registration begin elsewhere
- Kelsey Financial, LLC to Financial West Groupleft Aug 1, 2021, registered Dec 8, 2015 (-2063 days) · Other
- Western International Securities to Kelsey Financial, LLCleft Dec 31, 2017, registered Jun 25, 2021 (1272 days) · Other
- Financial West Group to Western International Securitiesleft Aug 21, 2017, registered Aug 21, 2017 (0 days) · corporate re-registration, not a move
- American Financial Network Advisory Services, LLC to Kelsey Financial, LLCleft May 29, 2015, registered Jun 9, 2015 (11 days) · Other
- Financial West Group to American Financial Network Advisory Services, LLCleft Jun 26, 2014, registered Sep 26, 2014 (92 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address