DFX Intelligence

M••••• G••••• N•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

M••••• G••••• N•••

Advisor at TCM

GERMANTOWN, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6fddeea9-f5f0-1e19-e3ed-14437124f36c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TCM
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 12, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••	Independent wealth	Sep 15, 2017	n/a	yes	GERMANTOWN, TN	Current employment
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Oct 25, 2019	Apr 4, 2023	no	Germantown, TN\|SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••••• W••••• A•••••••• L••	n/a	Apr 4, 2023	n/a	n/a	Departure no registered destination	Departure
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	T••	Oct 5, 2017	Sep 15, 2017	-20

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:289583:TN:2017-10-04	Oct 5, 2017	Sep 15, 2017	CORDOVA, TN	Firm change

Relationships

Registered with (4)

→ T••Registered adviserregistration: current employment
Sep 15, 2017 to presentfactForm ADV
→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 25, 2019 to Apr 4, 2023factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 2, 2009 to Oct 5, 2017factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••

Dated events

Occurred
Apr 4, 2023
Advisor departed, no destination yet
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6fddeea9-f5f0-1e19-e3ed-14437124f36c
First observed: Mar 15, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.