DFX Intelligence

T••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

T••

TRINITY CAPITAL MANAGEMENT, LLC, CRD 289583

GERMANTOWN, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da854f91-7185-b143-ff1c-6260bff00f56

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 15, 2017 to Mar 31, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $165M••• Locked
Discretionary RAUM: $164M
Private client RAUM: $164Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $82.3Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••••• G••••• N•••	n/a	GERMANTOWN, TN	9	29	3	yes
c•••••• d•••••• d••••••••	n/a	ATLANTA, GA \| GERMANTOWN, TN	9	42

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
N•••• M•••••• G•••••	MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER	E	yes	05/2016	Aug 15, 2017	Apr 25, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	50.0%	0	0	0	1	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$165M	$145M	13.6%	$103M	17.1%	5	4	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	2	Oct 4, 2017	Sep 18, 2017	CORDOVA, TN	Team lift out	Other	0.1%

Relationships

Registered with (3)

← c•••••• d•••••• d••••••••Advisorregistration: current employment
Sep 18, 2017 to presentfactForm ADV
← M••••• G••••• N•••Advisorregistration: current employment
Sep 15, 2017 to presentfactForm ADV
← REBECCA DAVIS MERKELAdvisorregistration: previous registration
May 20, 2024 to Dec 4, 2025factForm ADV

Controls (1)

Dated events

Occurred
Dec 4, 2025
Advisor changed firm
Rebecca Davis Merkel left Tcm for Wells Fargo Advisors (registered 2025-07-29)
Form ADVobserved 7 days ago
Occurred
Aug 15, 2017
First Form ADV filing
Trinity Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da854f91-7185-b143-ff1c-6260bff00f56
First observed: Aug 15, 2017
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.