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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

DAVID MICHAEL TEEL

Advisor at CHARLES SCHWAB & CO., INC.

Phoenix, AZ | Lone Tree, CO

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Search this name across graphsid dfx:ria:6fe0bbd3-1128-8660-7dc3-d20ea3ad98b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 14, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 14, 2005
First registration: Dec 15, 2005
Dual registered: yes, broker-dealer
Other names: DAVID MICHAEL TEEL|DAVID M TEEL
IAPD individual key: 5036401

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Dec 7, 2020	n/a	yes	Lone Tree, CO\|Phoenix, AZ	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Apr 6, 2017	Apr 25, 2020	no	Glendale, CO	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 8, 2015	Mar 23, 2017	no	GREENWOOD VILLAGE, CO	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 15, 2008	Dec 31, 2014	no	JACKSONVILLE, FL\|GREENWOOD VILLAGE, CO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 15, 2005	Nov 14, 2006	no	JACKSONVILLE, FL\|JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	CHARLES SCHWAB & CO., INC.	Apr 25, 2020	Dec 7, 2020	226	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	ADVICE AND PLANNING SERVICES	Mar 23, 2017	Apr 6, 2017	14	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	STRATEGIC ADVISERS LLC	Nov 14, 2006	Jan 15, 2008	427	Firm change after gap	Wirehouse to ibd

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Dec 7, 2020 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Apr 6, 2017 to Apr 25, 2020factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 8, 2015 to Mar 23, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 15, 2005 to Nov 14, 2006factForm ADV

Dated events

No dated event names this entity yet.