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Advisor at STRATOS WEALTH PARTNERS, LTD
Sewickley, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Feb 20, 2015 | n/a | yes | Sewickley, PA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 5, 2009 | Mar 4, 2015 | no | CRANBERRY TOWNSHIP, PA|SEWICKLEY, PA | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Mar 26, 2007 | Oct 5, 2009 | no | CRANBERRY TOWNSHIP, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | STRATOS WEALTH PARTNERS, LTD | Mar 4, 2015 | Feb 20, 2015 | -12 | Firm change | Other |
| AMERIPRISE ADVISOR SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:153184:PA:2015-03-04 | Mar 4, 2015 | Feb 20, 2015 | SEWICKLEY, PA | Firm change |