DFX Intelligence

S••••• M••••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

S••••• M••••••• B••••

Advisor at B•••••••• A•••• M••••••••• L••

RENO, NV | Key Biscayne, FL

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Search this name across graphsid dfx:ria:6fee864a-20d2-50e3-ee9b-fce44cb459a9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 20, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 3, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• A•••• M••••••••• L••	Independent wealth	Dec 3, 2023	n/a	yes	RENO, NV\|Key Biscayne, FL	Current employment
P••••• G••••• A•••••••• L••	Independent wealth	Oct 20, 2022	Oct 12, 2023	no	CORAL GABLES, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• G••••• A•••••••• L••	B•••••••• A•••• M••••••••• L••	Oct 12, 2023	Dec 3, 2023	52	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	P••••• G••••• A•••••••• L••	Oct 4, 2022	Oct 20, 2022

Relationships

Registered with (3)

→ B•••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Dec 3, 2023 to presentfactForm ADV
→ P••••• G••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 20, 2022 to Oct 12, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 18, 2007 to Oct 4, 2022factForm ADV

Dated events

Occurred
Oct 12, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6fee864a-20d2-50e3-ee9b-fce44cb459a9
First observed: Dec 20, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.