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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst10 years in industry

Michael James Kelly

Advisor at LPL FINANCIAL LLC

CHESTER, CT

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Search this name across graphsid dfx:ria:6ff795aa-c4f1-d702-6e5b-a935c97353b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 11, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
First registration: Feb 11, 2020
Dual registered: no
IAPD individual key: 7214893

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 2, 2026	n/a	yes	CHESTER, CT	Current employment
REACH STRATEGIC WEALTH LLC	State registered	Oct 19, 2023	Mar 2, 2026	no	Madison, CT	Previous registration
SWITCHBACK FINANCIAL	n/a	Mar 2, 2021	Dec 15, 2023	no	MADISON, CT	Previous registration
BECK BODE LLC	Independent wealth	Feb 11, 2020	Feb 2, 2021	no	DEDHAM, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REACH STRATEGIC WEALTH LLC	LPL FINANCIAL LLC	Mar 2, 2026	Mar 2, 2026	0	Firm change	Other
SWITCHBACK FINANCIAL	REACH STRATEGIC WEALTH LLC	Dec 15, 2023	Oct 19, 2023	-57	Firm change after gap	Other
BECK BODE LLC	SWITCHBACK FINANCIAL	Feb 2, 2021	Mar 2, 2021	28	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 2, 2026 to presentfactForm ADV
→ REACH STRATEGIC WEALTH LLCRegistered adviserregistration: previous registration
Oct 19, 2023 to Mar 2, 2026factForm ADV
→ SWITCHBACK FINANCIALRegistered adviserregistration: previous registration
Mar 2, 2021 to Dec 15, 2023factForm ADV
→ BECK BODE LLCRegistered adviserregistration: previous registration
Feb 11, 2020 to Feb 2, 2021factForm ADV

Dated events

Occurred
Mar 2, 2026
Advisor changed firm
Michael James Kelly left Reach Strategic Wealth Llc for Lpl Financial Llc (registered 2026-03-02)
Form ADVobserved 6 days ago
Occurred
Dec 15, 2023
Advisor changed firm
Michael James Kelly left Switchback Financial for Reach Strategic Wealth Llc (registered 2023-10-19)
Form ADVobserved 6 days ago