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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BECK BODE LLC

CRD 282611

DEDHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00a81ab2-bd9b-26bf-0a37-5a6aabe97e0d

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 16
On other graphs: 0
Observed: Jan 15, 2016 to Mar 31, 2026
47 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $666MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $666M
Private client RAUM: $655MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 17
RAUM per advisor: $39.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 16
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2,511
Individual clients: 794
High net worth clients: 174
SEC number: 801-107188
CRD: 282611
Filings on the tape: 47
First filed: Jan 15, 2016
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, MA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES BODE	n/a	DEDHAM, MA	10	22	3	no
BENJAMIN W BECK	Certified Financial Planner	DEDHAM, MA	10	21	4	no
ANDREW MORRIS MARTONE	n/a	DEDHAM, MA	10	35	5	no
ERIK AARON BECK	n/a	DEDHAM, MA	10	15	3	no
BRIAN WICKETT	n/a	DEDHAM, MA	9	28	n/a	no
PAUL RALPH PIGNONE	Certified Financial Planner\|Chartered Financial Consultant	DEDHAM, MA \| SALEM, NH	8	42	1	no
Christie Kneeland Markham	n/a	DEDHAM, MA	4	16	1	no
KAREN ANNE O'DONOGHUE	n/a	Portsmouth, NH \| DEDHAM, MA	3	15	3	no
ANTHONY MITRANO	n/a	DEDHAM, MA	2	11	n/a	no
VINCENT THOMAS SAVIO	n/a	DEDHAM, MA	2	11	n/a	no
ANGEL COSTANZA	n/a	DEDHAM, MA	2	12	n/a	no
Sara Daly	n/a	DEDHAM, MA	2	13	n/a	no
Hayden Hawkey	n/a	DEDHAM, MA \| Parker, CO	1	11	n/a	no
Peter Kalianiotis	n/a	DEDHAM, MA	1	24	n/a	no
BETH LYNAE PRICE	n/a	Traverse City, MI \| DEDHAM, MA	1	18	n/a	no
Joshua Herschel Plosker	n/a	DEDHAM, MA	1	14	n/a	no
TAMMY JEAN STOERKEL	n/a	DEDHAM, MA \| Traverse City, MI	0	20	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BECK, BENJAMIN, W	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	yes	02/2013	Jan 15, 2016	Mar 28, 2024
BODE, JAMES	MANAGING PARTNER	D	yes	02/2013	Jan 15, 2016	Mar 28, 2024
Williams, Angel, Melissa	CHIEF OPERATING OFFICER	Na	yes	12/2022	Mar 28, 2024	Mar 28, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Salem	Nh	United States	3	no
TRAVERSE CITY	Mi	United States	2	no
Portsmouth	Nh	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$666M	$666M	16	16	2	n/a	n/a
2024	Apr 16, 2025	$616M	$616M	13	11	3	n/a	n/a
2023	Mar 28, 2024	$556M	$556M	17	13	3	n/a	n/a
2022	Mar 31, 2023	$490M	$490M	40	16	3	n/a	n/a
2021	Mar 31, 2022	$434M	$434M	24	17	4	n/a	n/a
2020	Mar 29, 2021	$342M	$342M	29	22	4	n/a	n/a
2019	Mar 31, 2020	$276M	$276M	25	22	5	n/a	n/a
2018	Mar 25, 2019	$255M	$255M	20	13	6	n/a	n/a
2017	Mar 28, 2018	$124M	$124M	15	13	3	n/a	n/a
2016	Mar 10, 2017	$175M	$175M	15	13	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$666M	$616M	8.2%	$490M	10.8%	16	13	2	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FOX HILL WEALTH MANAGEMENT	2	Jul 14, 2022	Aug 10, 2022	DEDHAM, MA	Team lift out	RIA to RIA	16.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BOSTON RETIREMENT ADVISORS,LLC	3	Sep 25, 2018	Jun 28, 2018	DEDHAM, MA	Firm absorbed	RIA to RIA	100.0%
PRIVATE ADVISOR GROUP, LLC	2	May 19, 2016	May 25, 2016	MORRISTOWN, NJ	Team lift out	Other	0.5%

Relationships

Registered with (28)

← TAMMY JEAN STOERKELAdvisorregistration: current employment
Nov 25, 2025 to presentfactForm ADV
← Joshua Herschel PloskerAdvisorregistration: current employment
Jun 16, 2025 to presentfactForm ADV
← BETH LYNAE PRICEAdvisorregistration: current employment
Jun 5, 2025 to presentfactForm ADV
← Peter KalianiotisAdvisorregistration: current employment
May 7, 2025 to presentfactForm ADV
← Hayden HawkeyAdvisorregistration: current employment
Apr 24, 2025 to presentfactForm ADV
← Sara DalyAdvisorregistration: current employment
Aug 16, 2024 to presentfactForm ADV
← VINCENT THOMAS SAVIOAdvisorregistration: current employment
Jul 29, 2024 to presentfactForm ADV
← ANGEL COSTANZAAdvisorregistration: current employment
Jul 29, 2024 to presentfactForm ADV
← ANTHONY MITRANOAdvisorregistration: current employment
Jun 18, 2024 to presentfactForm ADV
← KAREN ANNE O'DONOGHUEAdvisorregistration: current employment
Dec 14, 2022 to presentfactForm ADV
← Christie Kneeland MarkhamAdvisorregistration: current employment
Aug 8, 2022 to presentfactForm ADV
← PAUL RALPH PIGNONEAdvisorregistration: current employment
Jun 28, 2018 to presentfactForm ADV
← BRIAN WICKETTAdvisorregistration: current employment
Jan 3, 2017 to presentfactForm ADV
← ERIK AARON BECKAdvisorregistration: current employment
May 26, 2016 to presentfactForm ADV
← ANDREW MORRIS MARTONEAdvisorregistration: current employment
May 25, 2016 to presentfactForm ADV
← JAMES BODEAdvisorregistration: current employment
Jan 27, 2016 to presentfactForm ADV
← BENJAMIN W BECKAdvisorregistration: current employment
Jan 27, 2016 to presentfactForm ADV
← JEFFERY Earl MCCORMICKAdvisorregistration: previous registration
Jul 15, 2019 to Jul 1, 2024factForm ADV
← JETHRO SAAH KOLLIEAdvisorregistration: previous registration
Apr 18, 2019 to Jul 1, 2024factForm ADV
← Matthew Peter MorizioAdvisorregistration: previous registration
Jun 26, 2017 to Mar 1, 2024factForm ADV
← STEVEN THOMAS DEANAdvisorregistration: previous registration
Feb 15, 2023 to Apr 25, 2023factForm ADV
← PATRICIA BRYNIARSKI WELSHAdvisorregistration: previous registration
Apr 12, 2016 to Nov 10, 2022factForm ADV
← WILLIAM RYANAdvisorregistration: previous registration
Jan 24, 2017 to Jul 14, 2022factForm ADV
← Eric Christopher BenzAdvisorregistration: previous registration
Sep 22, 2020 to Jul 14, 2022factForm ADV
← MISTY LYNN LYNCHAdvisorregistration: previous registration
Jan 23, 2020 to Jan 3, 2022factForm ADV
← Michael James KellyAdvisorregistration: previous registration
Feb 11, 2020 to Feb 2, 2021factForm ADV
← KATIE ANNE MACDONALDAdvisorregistration: previous registration
May 25, 2016 to Aug 13, 2019factForm ADV
← ROBERT MARC SKLOFFAdvisorregistration: previous registration
May 25, 2016 to May 22, 2017factForm ADV

Affiliated with (2)

← COMPASS ROSE PRIVATE INVESTMENT MANAGEMENTRegistered adviserother investment adviser, control, common control
factForm ADV
← BOSTON RETIREMENT ADVISORS,LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (3)

← BODE, JAMESOwnerMANAGING PARTNER, ownership code D, individual
Jan 15, 2016 to Mar 28, 2024factForm ADV
← BECK, BENJAMIN, WOwnerMANAGING PARTNER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jan 15, 2016 to Mar 28, 2024factForm ADV
← Williams, Angel, MelissaOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 28, 2024 to Mar 28, 2024factForm ADV

Moved with (3)

→ FOX HILL WEALTH MANAGEMENTRegistered adviser2 advisors, team lift out, same day
Jul 14, 2022 to Aug 10, 2022factForm ADV
← BOSTON RETIREMENT ADVISORS,LLCRegistered adviser3 advisors, firm absorbed, same day
Sep 25, 2018 to Jun 28, 2018factForm ADV
← PRIVATE ADVISOR GROUP, LLCRegistered adviser2 advisors, team lift out, same day
May 19, 2016 to May 25, 2016factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 1, 2024
Advisor changed firm
Jethro Saah Kollie left Beck Bode Llc for Fox Hill Wealth Management (registered 2024-08-28)
Form ADVobserved 4 days ago
Occurred
Jul 1, 2024
Advisor changed firm
Jeffery Earl Mccormick left Beck Bode Llc for Zephyr Advisers (registered 2024-06-24)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2024
Control person joined
Melissa Angel Williams (Chief Operating Officer) appeared on Schedule A of Beck Bode Llc
Form ADVobserved 4 days ago
Occurred
Mar 1, 2024
Advisor changed firm
Matthew Peter Morizio left Beck Bode Llc for Reconstructing Wealth (registered 2024-01-26)
Form ADVobserved 4 days ago
Occurred
Oct 24, 2023
Control person left
Thomas Steven Dean (Chief Compliance Officer) no longer on Schedule A of Beck Bode Llc (listed 2023-04-28, absent 2023-10-24)
Form ADVobserved 4 days ago
Occurred
Apr 25, 2023
Advisor changed firm
Steven Thomas Dean left Beck Bode Llc for Klr Investment Advisors, Llc (registered 2023-06-14)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person left
Stephen Daniel Kline (Chief Operating Officer) no longer on Schedule A of Beck Bode Llc (listed 2022-12-09, absent 2023-03-31)
Form ADVobserved 4 days ago
Occurred
Dec 8, 2022
Control person joined
Thomas Steven Dean (Chief Compliance Officer) appeared on Schedule A of Beck Bode Llc
Form ADVobserved 4 days ago
Occurred
Nov 10, 2022
Advisor changed firm
Patricia Bryniarski Welsh left Beck Bode Llc for Fox Hill Wealth Management (registered 2022-12-13)
Form ADVobserved 4 days ago
Occurred
Jul 14, 2022
Team lift-out
2 advisors left Beck Bode LLC (Dedham, MA) for Fox Hill Wealth Management on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Jul 14, 2022
Advisor changed firm
Eric Christopher Benz left Beck Bode Llc for Fox Hill Wealth Management (registered 2022-08-10)
Form ADVobserved 4 days ago
Occurred
Jul 14, 2022
Advisor changed firm
William Ryan left Beck Bode Llc for Fox Hill Wealth Management (registered 2022-08-10)
Form ADVobserved 4 days ago
Occurred
Jan 3, 2022
Advisor changed firm
Misty Lynn Lynch left Beck Bode Llc for Sound View Financial Advisors (registered 2022-03-08)
Form ADVobserved 4 days ago
Occurred
Aug 30, 2018
Regulatory AUM changed
Beck Bode Llc reported RAUM $238.4M, up 92% from $124.2M (2018-06-28 to 2018-08-30)
Form ADVobserved 4 days ago
$114M
Occurred
Jan 15, 2016
First Form ADV filing
Beck Bode Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Apr 16, 2025
Beck Bode Llc reported 0 state-registered advisory representatives, down from 16 (2024-03-28 to 2025-04-16)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00a81ab2-bd9b-26bf-0a37-5a6aabe97e0d
First observed: Jan 15, 2016
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BECK BODE LLC

CRD 282611

DEDHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00a81ab2-bd9b-26bf-0a37-5a6aabe97e0d

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:32 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES BODE

n/a

DEDHAM, MA

BENJAMIN W BECK

Certified Financial Planner

DEDHAM, MA

ANDREW MORRIS MARTONE

n/a

DEDHAM, MA

ERIK AARON BECK

n/a

DEDHAM, MA

BRIAN WICKETT

n/a

DEDHAM, MA

n/a

PAUL RALPH PIGNONE

Certified Financial Planner|Chartered Financial Consultant

DEDHAM, MA | SALEM, NH

Christie Kneeland Markham

n/a

DEDHAM, MA

KAREN ANNE O'DONOGHUE

n/a

Portsmouth, NH | DEDHAM, MA

ANTHONY MITRANO

n/a

DEDHAM, MA

n/a

VINCENT THOMAS SAVIO

n/a

DEDHAM, MA

n/a

ANGEL COSTANZA

n/a

DEDHAM, MA

n/a

Sara Daly

n/a

DEDHAM, MA

n/a

Hayden Hawkey

n/a

DEDHAM, MA | Parker, CO

n/a

Peter Kalianiotis

n/a

DEDHAM, MA

n/a

BETH LYNAE PRICE

n/a

Traverse City, MI | DEDHAM, MA

n/a

Joshua Herschel Plosker

n/a

DEDHAM, MA

n/a

TAMMY JEAN STOERKEL

n/a

DEDHAM, MA | Traverse City, MI

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BECK, BENJAMIN, W

MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER

yes

02/2013

Jan 15, 2016

Mar 28, 2024

BODE, JAMES

MANAGING PARTNER

yes

02/2013

Jan 15, 2016

Mar 28, 2024

Williams, Angel, Melissa

CHIEF OPERATING OFFICER

yes

12/2022

Mar 28, 2024

City

State

Country

Employees

Also broker-dealer

Salem

United States

TRAVERSE CITY

United States

Portsmouth

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$666M

n/a

2024

Apr 16, 2025

$616M

n/a

2023

Mar 28, 2024

$556M

n/a

2022

Mar 31, 2023

$490M

n/a

2021

Mar 31, 2022

$434M

n/a

2020

Mar 29, 2021

$342M

n/a

2019

Mar 31, 2020

$276M

n/a

2018

Mar 25, 2019

$255M

n/a

2017

Mar 28, 2018

$124M

n/a

2016

Mar 10, 2017

$175M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$666M

$616M

8.2%

$490M

10.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FOX HILL WEALTH MANAGEMENT

Jul 14, 2022

Aug 10, 2022

DEDHAM, MA

Team lift out

RIA to RIA

16.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BOSTON RETIREMENT ADVISORS,LLC

Sep 25, 2018

Jun 28, 2018

DEDHAM, MA

Firm absorbed

RIA to RIA

100.0%

PRIVATE ADVISOR GROUP, LLC

May 19, 2016

May 25, 2016

MORRISTOWN, NJ

Team lift out

Other

0.5%