DFX Intelligence

S•••••• A•••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

S•••••• A•••• D••••••••

Advisor at C••• S••••• P•••••••

Virginia Beach, VA

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Search this name across graphsid dfx:ria:6ff86a67-5806-eec0-1f8e-2c9dd8f8fb3f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 11, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• S••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• S••••• P•••••••	Bd affiliated wealth	Jul 2, 2020	n/a	yes	Virginia Beach, VA	Current employment
W••••••• A•••••••• L••	Former SEC adviser	Oct 11, 2016	Aug 20, 2020	no	VIRGINIA BEACH, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• A•••••••• L••	C••• S••••• P•••••••	Aug 20, 2020	Jul 2, 2020	-49	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
115810:128545:VA:2020-08-20	Aug 20, 2020	Jul 2, 2020	VIRGINIA BEACH, VA	Firm change after gap

Relationships

Registered with (2)

→ C••• S••••• P•••••••Registered adviserregistration: current employment
Jul 2, 2020 to presentfactForm ADV
→ W••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 11, 2016 to Aug 20, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ff86a67-5806-eec0-1f8e-2c9dd8f8fb3f
First observed: Oct 11, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.