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W••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

W••••••• A•••••••• L••

CRD 115810

VIRGINIA BEACH, VA

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Search this name across graphsid dfx:ria:0cf631b0-bcc9-ade3-d6f5-f489d12fd38e

Data as of Jun 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2012 to Jun 30, 2020
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $215M••• Locked
Discretionary RAUM: $215M
Private client RAUM: $193Mderived••• Locked
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• J•••• S•••••	CHIEF ANALYST, EXECUTIVE VICE PRESIDENT, MEMBER	B	yes	10/2016	Mar 30, 2016	Jun 30, 2020
D••••••••• S••••••• A••••	CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT, MEMBER	B	yes	07/2015	Mar 28, 2013	Jun 30, 2020

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$215M	$169M	27.1%	$136M	16.5%	7	7	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••• S••••• P•••••••	2	Aug 20, 2020	Jul 2, 2020	VIRGINIA BEACH, VA	Team lift out	RIA to ibd	100.0%

Relationships

Controls (3)

← P••••••••• E••••••••• T••OwnerPRESIDENT, MANAGING MEMBER, ownership code E, individual
Apr 2, 2012 to presentfactForm ADV
← D••••••••• S••••••• A••••OwnerCHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT, MEMBER, ownership code B, individual
Mar 28, 2013 to presentfactForm ADV
← C•••••• J•••• S•••••OwnerCHIEF ANALYST, EXECUTIVE VICE PRESIDENT, MEMBER, ownership code B, individual
Mar 30, 2016 to presentfactForm ADV

Registered with (7)

← Susanna Adams Dellinger

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0cf631b0-bcc9-ade3-d6f5-f489d12fd38e
First observed: Apr 2, 2012
Last observed: Jun 30, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.