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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)31 years in industry

KEVIN GERARD EARLS

Advisor at CETERA INVESTMENT ADVISERS LLC

NEW YORK, NY

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Search this name across graphsid dfx:ria:6ffabea6-6dd4-41da-a9a4-2966d277ec56

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 6, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S63
First exam: Jul 6, 1995
First registration: Apr 28, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 1108493

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	NEW YORK, NY	Current employment
WILLIS TOWERS WATSON SECURITIES, LLC	Former SEC adviser	Apr 27, 2022	n/a	yes	NEW YORK, NY\|NEW YORK, NY	Current employment
WILLIS SECURITIES, INC.	State registered	Aug 19, 2021	Dec 21, 2021	no	NEW YORK, NY	Previous registration
TOWER SQUARE SECURITIES, INC.	Former SEC adviser	May 27, 2004	Sep 3, 2013	no	NEW YORK, NY	Previous registration
HRH SECURITIES, LLC	n/a	Apr 28, 2003	Nov 17, 2009	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WILLIS SECURITIES, INC.	WILLIS TOWERS WATSON SECURITIES, LLC	Dec 21, 2021	Apr 27, 2022	127	Firm change	Other
TOWER SQUARE SECURITIES, INC.	WILLIS SECURITIES, INC.	Sep 3, 2013	Aug 19, 2021	2,907	Firm change after gap	Other
HRH SECURITIES, LLC	TOWER SQUARE SECURITIES, INC.	Nov 17, 2009	May 27, 2004	-2,000	Firm change after gap	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ WILLIS TOWERS WATSON SECURITIES, LLCRegistered adviserregistration: current employment
Apr 27, 2022 to presentfactForm ADV
→ WILLIS SECURITIES, INC.Registered adviserregistration: previous registration
Aug 19, 2021 to Dec 21, 2021factForm ADV
→ TOWER SQUARE SECURITIES, INC.Registered adviserregistration: previous registration
May 27, 2004 to Sep 3, 2013factForm ADV
→ HRH SECURITIES, LLCRegistered adviserregistration: previous registration
Apr 28, 2003 to Nov 17, 2009factForm ADV

Dated events

No dated event names this entity yet.