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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

WILLIS SECURITIES, INC.

GALLAGHER SECURITIES INC., CRD 116605

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:780df7b6-476c-846c-dd9e-8995f4ff8985

Data as of Feb 22, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Feb 22, 2022 to Feb 22, 2022
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Willis Securities, Inc.

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
CRD: 116605
Filings on the tape: 1
First filed: Feb 22, 2022
Latest filed: Feb 22, 2022
Organised: Corporation, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM JAY DUBINSKY	n/a	NEW YORK, NY	5	27	n/a	yes

Relationships

Registered with (3)

← WILLIAM JAY DUBINSKYAdvisorregistration: current employment
Sep 6, 2021 to presentfactForm ADV
← Brenner AndersonAdvisorregistration: previous registration
Aug 23, 2021 to Sep 9, 2022factForm ADV
← KEVIN GERARD EARLSAdvisorregistration: previous registration
Aug 19, 2021 to Dec 21, 2021factForm ADV

Dated events

Occurred
Sep 9, 2022
Advisor changed firm
Brenner Anderson left Willis Securities, Inc. for Morgan Stanley (registered 2026-03-27)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:780df7b6-476c-846c-dd9e-8995f4ff8985
First observed: Feb 22, 2022
Last observed: Feb 22, 2022 55 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WILLIS SECURITIES, INC.

GALLAGHER SECURITIES INC., CRD 116605

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:780df7b6-476c-846c-dd9e-8995f4ff8985

Data as of Feb 22, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM JAY DUBINSKY

n/a

NEW YORK, NY

n/a

yes