DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

WILLIAM HOLMES STEWART

Advisor at CAPITOL SECURITIES MANAGEMENT, INC.

GLEN ALLEN, VA | Boston, MA | Salem, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6ffd3228-1877-5cff-9e02-7cc854ad8c68

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 26, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITOL SECURITIES MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Sep 29, 1987
First registration: Sep 26, 2007
Dual registered: yes, broker-dealer
Other names: BILL STEWART
IAPD individual key: 1741754

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITOL SECURITIES MANAGEMENT, INC.	Independent wealth	Nov 3, 2023	n/a	yes	Salem, MA\|GLEN ALLEN, VA\|Boston, MA	Current employment
ARTHUR WOOD INVESTMENT ADVISORS CORP	n/a	Dec 9, 2020	Oct 31, 2023	no	BOSTON, MA	Previous registration
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Sep 26, 2007	Oct 8, 2009	no	BOSTON, MA\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARTHUR WOOD INVESTMENT ADVISORS CORP	CAPITOL SECURITIES MANAGEMENT, INC.	Oct 31, 2023	Nov 3, 2023	3	Firm change	Other
JANNEY MONTGOMERY SCOTT LLC	ARTHUR WOOD INVESTMENT ADVISORS CORP	Oct 8, 2009	Dec 9, 2020	4,080	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
307300:14169:MA:2023-10-31	Oct 31, 2023	Nov 3, 2023	BOSTON, MA	Firm change

Relationships

Registered with (3)

→ CAPITOL SECURITIES MANAGEMENT, INC.Registered adviserregistration: current employment
Nov 3, 2023 to presentfactForm ADV
→ ARTHUR WOOD INVESTMENT ADVISORS CORPRegistered adviserregistration: previous registration
Dec 9, 2020 to Oct 31, 2023factForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Sep 26, 2007 to Oct 8, 2009factForm ADV

Dated events

Occurred
Oct 31, 2023
Advisor changed firm
William Holmes Stewart left Arthur Wood Investment Advisors Corp for Capitol Securities Management, Inc. (registered 2023-11-03)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ffd3228-1877-5cff-9e02-7cc854ad8c68
First observed: Sep 26, 2007
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WILLIAM HOLMES STEWART

Advisor at CAPITOL SECURITIES MANAGEMENT, INC.

GLEN ALLEN, VA | Boston, MA | Salem, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6ffd3228-1877-5cff-9e02-7cc854ad8c68

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CAPITOL SECURITIES MANAGEMENT, INC.

Independent wealth

Nov 3, 2023

n/a

yes

Salem, MA|GLEN ALLEN, VA|Boston, MA

Current employment

ARTHUR WOOD INVESTMENT ADVISORS CORP

n/a

Dec 9, 2020

Oct 31, 2023

BOSTON, MA

Previous registration

JANNEY MONTGOMERY SCOTT LLC

Bd affiliated wealth

Sep 26, 2007

Oct 8, 2009

BOSTON, MA|BOSTON, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ARTHUR WOOD INVESTMENT ADVISORS CORP

CAPITOL SECURITIES MANAGEMENT, INC.

Oct 31, 2023

Nov 3, 2023

Firm change

Other

JANNEY MONTGOMERY SCOTT LLC

ARTHUR WOOD INVESTMENT ADVISORS CORP

Oct 8, 2009

Dec 9, 2020

4,080

Firm change after gap

Other

Team

Left

Joined

From

Kind

307300:14169:MA:2023-10-31

Oct 31, 2023

Nov 3, 2023

BOSTON, MA

Firm change