DFX Intelligence

J••• T••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J••• T••••• H•••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Las Vegas, NV

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Search this name across graphsid dfx:ria:70037e5a-52be-5f15-4c8a-f7e408924a43

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 9, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 5, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Dec 14, 2015	n/a	yes	Las Vegas, NV\|Las Vegas, NV	Current employment
T••••• A••••••• S•••••••• L••	Former SEC adviser	Jun 11, 2013	Dec 9, 2015	no	LAS VEGAS, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 9, 2015	Dec 14, 2015	5	Firm change	Other
H•••••• T••••••• • K•••• L••	T••••• A••••••• S•••••••• L••	May 24, 2013	Jun 11, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
141775:134139:NV:2015-12-07	Dec 9, 2015	Dec 14, 2015	LAS VEGAS, NV	Firm change

Relationships

Registered with (8)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 14, 2015 to presentfactForm ADV
→ T••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 11, 2013 to Dec 9, 2015factForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
May 7, 2012 to May 24, 2013factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70037e5a-52be-5f15-4c8a-f7e408924a43
First observed: Jun 9, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.