DFX Intelligence
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Reading the graph
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Advisor at C• I••••••••• L••
AUBURN HILLS, MI | AUBURN, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C• I••••••••• L•• | Independent wealth | Jul 1, 2025 | n/a | yes | AUBURN, IN|AUBURN HILLS, MI | Current employment |
| T•• A••••••• | Former SEC adviser | Oct 26, 2018 | Jul 23, 2025 | no | AUBURN HILLS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•• A••••••• | C• I••••••••• L•• | Jul 23, 2025 | Jul 1, 2025 | -22 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288787:292627:MI:2025-07-23 | Jul 23, 2025 | Jul 1, 2025 | AUBURN HILLS, MI | Firm change |