DFX Intelligence
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Reading the graph
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Advisor at B••• • G••••• L••
CINCINNATI, OH | Bloomfield Hills, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••• • G••••• L•• | Mixed wealth | Sep 23, 2025 | n/a | yes | Bloomfield Hills, MI|CINCINNATI, OH | Current employment |
| C•••••• C••••• G••••• I••• | No RAUM reported | Apr 25, 2013 | Jan 5, 2024 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• C••••• G••••• I••• | B••• • G••••• L•• | Jan 5, 2024 | Sep 23, 2025 | 627 | Firm change after gap | Other |
| B•••••••• I••••••••• M••••••••• L•• | C•••••• C••••• G••••• I••• | May 18, 2012 | Apr 25, 2013 |
| B•••••••• I••••••••• M••••••••• L•• | Asset manager | Sep 29, 2006 | May 18, 2012 | no | PLAINSBORO, NJ | Previous registration |
| M•••••• L•••• I••••••••• M••••••• L• | n/a | Mar 11, 2003 | Sep 29, 2006 | no | BLOOMFIELD, MI | Previous registration |
| 342 |
| Firm change |
| Other |
| M•••••• L•••• I••••••••• M••••••• L• | B•••••••• I••••••••• M••••••••• L•• | Sep 29, 2006 | Sep 29, 2006 | 0 | Bulk transfer | Other |