DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• A••• R••••••

B••• • G••••• L••mixed wealthCincinnati, Oh dual registrantIAPD 2956774

Feed of 09/14/2026

Also filed as S•••• A••• R••••••

At current firm

0 y

since Sep 23, 2025

In the industry

28 y

since Jun 23, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Principal & Institutional Portfolio Consultantreportedbahl-gaynor.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

B••• • G••••• L•• mixed wealth current
since Sep 23, 2025 · Bloomfield Hills, Mi
C•••••• C••••• G••••• I••• no RAUM
Apr 25, 2013 to Jan 5, 2024 · Los Angeles, Ca
B•••••••• I••••••••• M••••••••• L•• asset manager
Sep 29, 2006 to May 18, 2012 · Plainsboro, Nj
M•••••• L•••• I••••••••• M••••••• L• unclassified
Mar 11, 2003 to Sep 29, 2006 · Bloomfield, Mi

Moves

a registration end followed by a registration begin elsewhere

C•••••• C••••• G••••• I••• to B••• • G••••• L••
left Jan 5, 2024, registered Sep 23, 2025 (627 days) · Other
B•••••••• I••••••••• M••••••••• L•• to C•••••• C••••• G••••• I•••
left May 18, 2012, registered Apr 25, 2013 (342 days) · Other
M•••••• L•••• I••••••••• M••••••• L• to B•••••••• I••••••••• M••••••••• L••
left Sep 29, 2006, registered Sep 29, 2006 (0 days) · corporate re-registration, not a move

Signals

S•••• A••• R•••••• left C•••••• C••••• G••••• I••• for B••• • G••••• L•• (registered 2025-09-23)
Jan 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address