DFX Intelligence

M•••••• W•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

M•••••• W•••••• M••••••

Advisor at O•••••• C••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:703037cf-ae3a-17ab-a7a8-047a9207a346

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 24, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 26, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• C••••••• I•••	Independent wealth	Mar 6, 2023	n/a	yes	ST. LOUIS PARK, MN\|Bermuda Dunes, CA	Current employment
O•••••• C••••••• I•••	Independent wealth	Sep 27, 2019	Dec 31, 2020	no	ST. LOUIS PARK, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• O•• R•••• F•••••••• S••••••• G••••• I••	O•••••• C••••••• I•••	Sep 16, 2019	Sep 27, 2019	11	Firm change	Other
J•• C•••••• A•••••••• L••	T•• O•• R•••• F•••••••• S••••••• G••••• I••	Jul 30, 2015	Jun 30, 2015

Relationships

Registered with (5)

→ O•••••• C••••••• I•••Registered adviserregistration: previous registration
Sep 27, 2019 to Dec 31, 2020factForm ADV
→ T•• O•• R•••• F•••••••• S••••••• G••••• I••Registered adviserregistration: previous registration
Jun 30, 2015 to Sep 16, 2019factForm ADV
→ J•• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 1, 2011 to Jul 30, 2015factForm ADV
→ R•• C•••••• M••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:703037cf-ae3a-17ab-a7a8-047a9207a346
First observed: Sep 24, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.