RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• W•••••• M••••••
- Designations
- RICPreportedoakwoodcapital.comas printed on the bio page, Sep 16, 2026
- Professional profile
- oakwoodcapital.com/team-member/mike-mullinsreportedoakwoodcapital.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- O•••••• C••••••• I••• independent RIA currentsince Mar 6, 2023 · St. Louis Park, Mn
- O•••••• C••••••• I••• independent RIASep 27, 2019 to Dec 31, 2020 · St. Louis Park, Mn
- T•• O•• R•••• F•••••••• S••••••• G••••• I•• independent RIAJun 30, 2015 to Sep 16, 2019 · Golden Valley, Mn
- J•• C•••••• A•••••••• L•• formerApr 1, 2011 to Jul 30, 2015 · Minnetonka, Mn
- R•• C•••••• M••••••• L•• national BDJun 20, 2008 to Apr 7, 2011 · Minneapolis, Mn
- W•••• F•••• I••••••••• L•• unclassifiedSep 24, 2004 to Jun 24, 2008 · Bloomington, Mn
- T•• O•• R•••• F•••••••• S••••••• G••••• I•• to O•••••• C••••••• I•••left Sep 16, 2019, registered Sep 27, 2019 (11 days) · Other
- J•• C•••••• A•••••••• L•• to T•• O•• R•••• F•••••••• S••••••• G••••• I••left Jul 30, 2015, registered Jun 30, 2015 (-30 days) · Other
- R•• C•••••• M••••••• L•• to J•• C•••••• A•••••••• L••left Apr 7, 2011, registered Apr 1, 2011 (-6 days) · Other
- W•••• F•••• I••••••••• L•• to R•• C•••••• M••••••• L••left Jun 24, 2008, registered Jun 20, 2008 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address