This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CORIENT

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2011earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65

First exam

Sep 20, 2019

First registration

Sep 23, 2019

Dual registered

no

IAPD individual key

7181949

• Occurred

  Mar 31, 2023
  Advisor changed firm

  Andrew Yoontae Kim left Dowling & Yahnke, Llc for Corient (registered 2025-01-06)

  Form ADVobserved 6 days ago
• Occurred

  Apr 8, 2022
  Advisor changed firm

  Andrew Yoontae Kim left Prudent Investor Advisors, Llc for Dowling & Yahnke, Llc (registered 2022-07-26)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:70353b98-00f1-1ce3-b196-971b73be6d6e

First observed

Sep 23, 2019

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.