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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

DANTE PETER LIBERTI

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

SADDLE BROOK, NJ | Clifton, NJ

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Search this name across graphsid dfx:ria:703ff322-8bee-78fa-d448-047d1761127b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 25, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: May 19, 2008
First registration: Jan 25, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 1292567

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 16, 2022	n/a	yes	SADDLE BROOK, NJ\|Clifton, NJ	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jun 20, 2016	Jun 7, 2022	no	FAIRFIELD, NJ	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Sep 22, 2008	Jun 21, 2016	no	WAYNE, NJ\|ISELIN, NJ\|FAIRFIELD, NJ	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Jan 25, 2007	Aug 11, 2008	no	FARFIELD, NJ\|ISELIN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 7, 2022	May 16, 2022	-22	Firm change	Wirehouse to ibd
SECURITIES AMERICA ADVISORS, INC.	WELLS FARGO ADVISORS	Jun 21, 2016	Jun 20, 2016	-1	Firm change	Other
CETERA ADVISORS LLC	SECURITIES AMERICA ADVISORS, INC.	Aug 11, 2008	Sep 22, 2008	42	Firm change	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
May 16, 2022 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 20, 2016 to Jun 7, 2022factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Sep 22, 2008 to Jun 21, 2016factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Jan 25, 2007 to Aug 11, 2008factForm ADV

Dated events

Occurred
Jun 7, 2022
Advisor changed firm
Dante Peter Liberti left Wells Fargo Advisors for Ameriprise Financial Services, Llc (registered 2022-05-16)
Form ADVobserved 4 days ago