DFX Intelligence

T•••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

T•••• W••••• M•••••••••

T•••• W••••• M•••••••••, LLC, CRD 333246

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:7040a147-eec4-3dcd-b9c4-e15be162d2d0

Data as of Nov 11, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 0
Observed: Sep 20, 2024 to Nov 11, 2024
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 8
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••••• J••••• A•	Member	D	yes	11/2024	Nov 1, 2024	Nov 11, 2024
H•••••••• J••••• A•	CO-CEO AND MANAGING PARTNER	Na	yes	11/2024	Nov 1, 2024	Nov 11, 2024

Relationships

Controls (3)

← T•••••• J•••••••• P•••OwnerMEMBER, ownership code D, individual
Nov 1, 2024 to presentfactForm ADV
← H•••••••• J••••• A•OwnerMEMBER, ownership code D, individual
Nov 1, 2024 to presentfactForm ADV
← T•••• H•••••••• L••OwnerOWNER, ownership code E, domestic entity
Sep 20, 2024 to presentfactForm ADV

Owns (1)

← A••••••• M••••••• S•••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

Occurred
Dec 20, 2024
Advisor changed firm
Dak H Spivey left T•••• W••••• M••••••••• for Provenio Capital (registered 2025-05-08)
Form ADVobserved 7 days ago
Occurred
Nov 1, 2024
Control person left
Kent Samuel Noel (Member) no longer on Schedule A of T•••• W••••• M••••••••• (listed 2024-09-30, absent 2024-11-01)
Form ADVobserved 7 days ago
Occurred
Nov 1, 2024
Control person joined
Paul Jonathan Tenney (Co-Ceo And Managing Partner) appeared on Schedule A of T•••• W••••• M•••••••••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7040a147-eec4-3dcd-b9c4-e15be162d2d0
First observed: Sep 20, 2024
Last observed: Nov 11, 2024 22 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.