D•• H• S•••••

Advisor at R••••••••• C•••••• M•••••••••

Los Angeles, CA | Newport Beach, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13c87106-a090-f095-d173-3da1ae1d9bbd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 0
Observed: Jan 12, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Aug 6, 2025	n/a	yes	Los Angeles, CA\|Newport Beach, CA	Current employment
P••••••• C••••••	Independent wealth	May 8, 2025	Aug 18, 2025	no	NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• C••••••	R••••••••• C•••••• M•••••••••	Aug 18, 2025	Aug 6, 2025	-12	Firm change	RIA to ibd
T•••• W••••• M•••••••••	P••••••• C••••••	Dec 20, 2024	May 8, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:149777:TX:2020-05-26	May 26, 2020	Jun 9, 2020	AUSTIN, TX	Firm change

Relationships

Registered with (7)

→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Aug 6, 2025 to presentfactForm ADV
→ P••••••• C••••••Registered adviserregistration: previous registration
May 8, 2025 to Aug 18, 2025factForm ADV
→ T•••• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 7, 2024 to Dec 20, 2024factForm ADV
→ C••••••

Dated events

Occurred
Aug 18, 2025
Advisor changed firm
D•• H• S••••• left P••••••• C•••••• for R••••••••• C•••••• M••••••••• (registered 2025-08-06)
Form ADVobserved 7 days ago
Occurred
Dec 20, 2024
Advisor changed firm
D•• H• S••••• left T•••• W••••• M••••••••• for P••••••• C•••••• (registered 2025-05-08)
Form ADVobserved 7 days ago
Occurred
Nov 27, 2024
Advisor changed firm
D•• H• S••••• left Corient for T•••• W••••• M••••••••• (registered 2024-11-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13c87106-a090-f095-d173-3da1ae1d9bbd
First observed: Jan 12, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.