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CRD 127065
OAKBROOK TERRACE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| SMAURORA MULTI MANAGER FUND L.P. | Hedge Fund | $105M | Jan 4, 2017 | 2 | Apr 1, 2013 | dropped | 021-194133 |
| BOREALIS STRATEGIC CAPITAL MASTER FUND L.P. | Hedge Fund | $38.7M | Mar 30, 2017 | 15 | Feb 4, 2016 | reported | n/a |
| AURORA MACRO OPPORTUNITIES OFFSHORE FUND LTD. | Hedge Fund | $25.6M | Jan 15, 2015 | 1 | Aug 20, 2012 | dropped | 021-181087 |
| CIF SMAURORA FUND LTD. | Hedge Fund | $14.3M | Mar 26, 2018 | 1 | Apr 3, 2012 | reported | 021-172869 |
| AURORA HORIZONS FUND CFC LTD. | Hedge Fund | $13.8M | Mar 30, 2016 | 1 | Mar 17, 2014 | dropped | n/a |
| SMAHF FUND I L.L.C. | Hedge Fund | $13.3M | Mar 30, 2017 | 1 | Nov 11, 2013 | reported | 021-202806 |
| AURORA HEDGED EQUITY OFFSHORE FUND LTD. | Hedge Fund | $12.7M | Jan 4, 2017 | 1 | Apr 3, 2012 | dropped | n/a |
| AURORA GLOBAL OPPORTUNITIES L.P. | Hedge Fund | $10.6M | Mar 26, 2018 | 219 | Apr 3, 2012 | reported | 021-91729 |
| AURORA OFFSHORE FUND LTD. II | Hedge Fund | $9.9M | Mar 26, 2018 | 201 | Apr 3, 2012 | reported | 021-66233 |
| AURORA OFFSHORE FUND LTD. | Hedge Fund | $8.3M | Mar 26, 2018 | 125 | Apr 3, 2012 | reported | 021-66442 |
| BOREALIS CREDIT OPPORTUNITIES L.P. | Hedge Fund | $7.6M | Jan 4, 2017 | 3 | Jan 15, 2015 | dropped | n/a |
| AURORA LIMITED PARTNERSHIP | Hedge Fund | $6.3M | Mar 26, 2018 | 519 | Apr 3, 2012 | reported | 021-53648 |
| AURORA LIMITED PARTNERSHIP II | Hedge Fund | $4.1M | Feb 4, 2016 | 1 | Apr 3, 2012 | dropped | 021-132717 |
| AURORA GLOBAL OPPORTUNITIES OFFSHORE FUND LTD. | Hedge Fund | $2.0M | Mar 26, 2018 | 131 | Apr 3, 2012 | reported | 021-93492 |
| AURORA MACRO OPPORTUNITIES L.P. | Hedge Fund | $789,470 | Jan 4, 2017 | 6 | Aug 20, 2012 | dropped | 021-176539 |
| MMMLF L.P. | Hedge Fund | $546,647 | Oct 15, 2014 | 2 | Mar 22, 2012 | dropped | 021-40122 |
| SPA PARTNERS L.P. | Hedge Fund | $482,358 | Mar 26, 2018 | 39 | Apr 3, 2012 | reported | 021-93655 |
| AURORA HEDGED EQUITY L.P. | Hedge Fund | $430,467 | Mar 26, 2018 | 13 | Apr 3, 2012 | reported | 021-66129 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Bpce | Shareholder | D | yes | 07/2009 | Apr 3, 2012 | Mar 26, 2018 |
| HARRIS ALTERNATIVES HOLDING, INC. | SOLE MEMBER | E | yes | 01/2004 | Apr 3, 2012 | Mar 26, 2018 |
| MONTPAS, SCOTT, MATTHEW | GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | Na | yes | 01/2006 | Apr 3, 2012 | Mar 26, 2018 |
| MORLEY, ANNE MARIE | MANAGING DIRECTOR OF OPERATIONS | Na | yes | 08/2010 | Apr 3, 2012 | Mar 26, 2018 |
| Natixis | Shareholder | E | yes | 09/2011 | Apr 3, 2012 | Mar 26, 2018 |
| NATIXIS INVESTMENT MANAGERS (NIM) | Shareholder | E | yes | 08/2004 | Mar 26, 2018 | Mar 26, 2018 |
| NATIXIS INVESTMENT MANAGERS PARTICIPATIONS 1 (NGAMP1) | Shareholder | E | yes | 06/2005 | Mar 26, 2018 | Mar 26, 2018 |
| NATIXIS INVESTMENT MANAGERS, L.P. (NIMLP) | Shareholder | E | yes | 01/2004 | Mar 26, 2018 | Mar 26, 2018 |
| NATIXIS INVESTMENT MANAGERS, LLC (NIMLLC) | GENERAL PARTNER | F | yes | 10/2000 | Mar 26, 2018 | Mar 26, 2018 |
| NATIXIS U.S. HOLDINGS, INC. | Member | E | yes | 10/2000 | Apr 3, 2012 | Mar 26, 2018 |
| NATIXIS U.S. HOLDINGS, INC. | LIMITED PARTNER | E | yes | 10/2000 | Apr 3, 2012 | Mar 26, 2018 |
| Orfanos, James, Theodore | Director | Na | yes | 07/2016 | Sep 2, 2016 | Mar 26, 2018 |
| SULLIVAN, MICHAEL, JOSEPH | CHIEF FINANCIAL OFFICER | Na | yes | 07/2014 | Jul 10, 2014 | Mar 26, 2018 |
| WARD, ERIC, NORMAN | Director | Na | yes | 07/2016 | Sep 2, 2016 | Mar 26, 2018 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. | n/a | Other adviser | $12B | N | yes | n/a |
| MCDONNELL INVESTMENT MANAGEMENT, LLC | n/a | Former SEC adviser | $12B | N | yes | n/a |
| ALPHASIMPLEX GROUP, LLC | n/a | Asset manager | $3.1B | N | yes | n/a |
| INVESTORS MUTUAL LIMITED | n/a | n/a | n/a | N | yes | n/a |
| NATIXIS ASSET MANAGEMENT ASIA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2017 | Mar 26, 2018 | $52.1M | $52.1M | 6 | 2 | 0 | 8 | $52.4M |
| 2016 | Mar 30, 2017 | $850M | $850M | 6 | 2 | n/a | 10 | $893M |
| 2015 | Mar 30, 2016 | $6.7B | $6.7B | 68 | 30 | n/a | 15 | $6.1B |
| 2014 | Mar 31, 2015 | $9.7B | $9.7B | 80 | 30 | n/a | 15 | $9.2B |
| 2013 | Mar 31, 2014 | $10B | $10B | 85 | 30 | n/a | 16 | $9.6B |
| 2012 | Apr 1, 2013 | $11B | $11B | 95 | 28 | n/a | 14 | $10B |
| 2011 | Apr 3, 2012 | $12B | $12B | n/a | n/a | n/a | 10 | $10B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2017 | $52.1M | $850M | -93.9% | $9.7B | -82.5% | 6 | 6 | 0 | n/a |