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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

MCDONNELL INVESTMENT MANAGEMENT, LLC

CRD 166176

OAKBROOK TERRACE, IL

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Search this name across graphsid dfx:ria:b988edb7-86e6-89f1-0a7a-3b0cef169d9e

Data as of Jul 26, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 4
On other graphs: 0
Observed: Nov 16, 2012 to Jul 26, 2019
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $12BItem 5.F on the latest filing (2019-07-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $12B
Private client RAUM: $5.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 49%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 50
Advisory employees: 23
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 9,478
High net worth clients: 9,032
SEC number: 801-77394
CRD: 166176
Filings on the tape: 27
First filed: Nov 16, 2012
Latest filed: Jul 26, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MCDONNELL INTERNATIONAL FIXED INCOME FUND, LLC	Other Private Fund	$39.7M	Mar 28, 2014	4	Mar 29, 2012	dropped	021-120299

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BEARDEN, BEVERLY, MILLS	MEMBER / BOARD OF MANAGERS	Na	yes	12/2012	Jan 3, 2013	Jul 26, 2019
Bpce	Shareholder	D	yes	07/2009	Nov 16, 2012	Jul 26, 2019
CHARLESTON, KEVIN, PATRICK	MEMBER / BOARD OF MANAGERS	Na	yes	03/2019	Mar 25, 2019	Jul 26, 2019
GIUNTA, DAVID, LAWRENCE	MEMBER / BOARD OF MANAGERS	Na	yes	05/2013	Jul 30, 2013	Jul 26, 2019
GIURA, MARK, JOSEPH	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER & MEMBER/BOARD OF MANAGERS	Na	yes	12/2012	Jan 3, 2013	Jul 26, 2019
LOOMIS, SAYLES & COMPANY, INCORPORATED	CORPORATE GP	E	yes	01/2019	Jan 18, 2019	Jul 26, 2019
Natixis	Shareholder	E	yes	09/2011	Nov 16, 2012	Jul 26, 2019
NATIXIS INVESTMENT MANAGERS	Shareholder	E	yes	08/2004	Mar 28, 2018	Jul 26, 2019
NATIXIS INVESTMENT MANAGERS HOLDINGS, LLC	Shareholder	E	yes	08/1994	Jan 18, 2019	Jul 26, 2019
NATIXIS INVESTMENT MANAGERS PARTICIPATIONS 1	Shareholder	E	yes	06/2005	Mar 28, 2018	Jul 26, 2019
NATIXIS INVESTMENT MANAGERS, L.P.	Member	E	yes	08/1994	Mar 28, 2018	Jul 26, 2019
NATIXIS INVESTMENT MANAGERS, LLC	GENERAL PARTNER	F	yes	10/2000	Mar 28, 2018	Jul 26, 2019
NATIXIS U.S. HOLDINGS, INC.	Member	E	yes	10/2000	Nov 16, 2012	Jul 26, 2019
NATIXIS U.S. HOLDINGS, INC.	LIMITED PARTNER	E	yes	10/2000	Nov 16, 2012	Jul 26, 2019
OSWALD, CHRISTOPHER, LEE	CHIEF FINANCIAL OFFICER & MEMBER/BOARD OF MANAGERS	Na	yes	12/2012	Jan 3, 2013	Jul 26, 2019
WLODARSKI, STEPHEN, JOSEPH	MEMBER / BOARD OF MANAGERS	Na	yes	12/2012	Jan 3, 2013	Jul 26, 2019
RYAN, DONALD, PATRICK	CHIEF COMPLIANCE OFFICER	Na	no	03/2019	Mar 25, 2019	Jul 26, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LOOMIS, SAYLES & COMPANY, L.P.	n/a	Other adviser	$387B	N	yes	n/a
HARRIS ASSOCIATES LP	n/a	Asset manager	$109B	N	yes	n/a
NATIXIS ADVISORS, L.P.	n/a	Bd affiliated wealth	$109B	N	yes	n/a
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.	n/a	Other adviser	$12B	N	yes	n/a
GATEWAY INVESTMENT ADVISERS, LLC	n/a	Other adviser	$12B	N	yes	n/a
ALPHASIMPLEX GROUP, LLC	n/a	Asset manager	$3.1B	N	yes	n/a
AEW CAPITAL MANAGEMENT LP	n/a	Other adviser	$3.0B	N	yes	n/a
FLEXSTONE PARTNERS SAS	n/a	n/a	n/a	N	yes	n/a
NATIXIS DISTRIBUTION, L.P.	n/a	n/a	n/a	N	yes	n/a
NATIXIS INVESTMENT MANAGERS CANADA LP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 25, 2019	$12B	$12B	50	23	0	n/a	n/a
2017	Mar 28, 2018	$12B	$12B	45	25	0	n/a	n/a
2016	Mar 29, 2017	$11B	$11B	43	25	n/a	n/a	n/a
2015	Mar 24, 2016	$11B	$11B	43	22	n/a	n/a	n/a
2014	Mar 30, 2015	$12B	$12B	47	27	n/a	n/a	n/a
2013	Mar 28, 2014	$12B	$12B	46	24	n/a	1	$39.7M
2012	Mar 27, 2013	$13B	$13B	46	25	n/a	1	$49.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$12B	$12B	1.0%	$11B	1.1%	50	45	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LOOMIS, SAYLES & COMPANY, L.P.	2	Aug 26, 2019	Oct 28, 2019	OAKBROOK TERRACE, IL	Channel change	Other	100.0%

Relationships

Affiliated with (9)

→ LOOMIS, SAYLES & COMPANY, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NATIXIS ADVISORS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ HARRIS | OAKMARKRegistered adviserother investment adviser, bank, common control
factForm ADV
→ VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.Registered adviserother investment adviser, common control
factForm ADV
→ AEW CAPITAL MANAGEMENT LPRegistered adviserother investment adviser, bank, investment company, common control
factForm ADV
→ ALPHASIMPLEX GROUP, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ GATEWAY INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← AURORA INVESTMENT MANAGEMENT L.L.C.Registered adviserother investment adviser, common control
factForm ADV
← REICH & TANG ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Owns (1)

← RYAN, DONALD, PATRICKOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 25, 2019 to presentfactForm ADV

Controls (12)

← WLODARSKI, STEPHEN, JOSEPHOwnerMEMBER / BOARD OF MANAGERS, ownership code NA, individual
Jan 3, 2013 to presentfactForm ADV
← GIURA, MARK, JOSEPHOwnerCHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER & MEMBER/BOARD OF MANAGERS, ownership code NA, individual
Jan 3, 2013 to presentfactForm ADV
← GIUNTA, DAVID, LAWRENCEOwnerMEMBER / BOARD OF MANAGERS, ownership code NA, individual
Jul 30, 2013 to presentfactForm ADV
← OSWALD, CHRISTOPHER, LEEOwnerCHIEF FINANCIAL OFFICER & MEMBER/BOARD OF MANAGERS, ownership code NA, individual
Jan 3, 2013 to presentfactForm ADV
← CHARLESTON, KEVIN, PATRICKOwnerMEMBER / BOARD OF MANAGERS, ownership code NA, individual
Mar 25, 2019 to presentfactForm ADV
← BEARDEN, BEVERLY, MILLSOwnerMEMBER / BOARD OF MANAGERS, ownership code NA, individual
Jan 3, 2013 to presentfactForm ADV
← BPCEOwnerSHAREHOLDER, ownership code D, foreign entity
Nov 16, 2012 to presentfactForm ADV
← LOOMIS, SAYLES & COMPANY, INCORPORATEDOwnerCORPORATE GP, ownership code E, domestic entity
Jan 18, 2019 to presentfactForm ADV
← NATIXISOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 16, 2012 to presentfactForm ADV
← NATIXIS INVESTMENT MANAGERSOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 28, 2018 to presentfactForm ADV
← NATIXIS INVESTMENT MANAGERS PARTICIPATIONS 1OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 28, 2018 to presentfactForm ADV
← NATIXIS U.S. HOLDINGS, INC.OwnerLIMITED PARTNER, ownership code E, domestic entity
Nov 16, 2012 to presentfactForm ADV

Moved with (1)

→ LOOMIS, SAYLES & COMPANY, L.P.Registered adviser2 advisors, team lift out, same day
Aug 26, 2019 to Oct 28, 2019factForm ADV

Registered with (3)

← JESSICA McInnis HILLAdvisorregistration: previous registration
Jan 4, 2013 to Aug 26, 2019factForm ADV
← ANDREW JAMES SCHEIRERAdvisorregistration: previous registration
Jan 4, 2013 to Aug 26, 2019factForm ADV
← David Paul BjorndalAdvisorregistration: previous registration
Jan 4, 2013 to Mar 23, 2018factForm ADV

Advises (1)

→ MCDONNELL INTERNATIONAL FIXED INCOME FUND, LLCPrivate fundOther Private Fund, IA, no longer reported
Mar 29, 2012 to Mar 28, 2014factForm ADV

Dated events

Occurred
Mar 25, 2019
Control person left
Michael Daniel Santaniello (Member / Board Of Managers) no longer on Schedule A of Mcdonnell Investment Management, Llc (listed 2019-01-18, absent 2019-03-25)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2019
Control person left
Charles Mark Doyle (Member / Board Of Managers) no longer on Schedule A of Mcdonnell Investment Management, Llc (listed 2019-01-18, absent 2019-03-25)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2019
Control person joined
Patrick Kevin Charleston (Member / Board Of Managers) appeared on Schedule A of Mcdonnell Investment Management, Llc
Form ADVobserved 6 days ago
Occurred
Nov 16, 2012
First Form ADV filing
Ngam Midway Acquisition, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b988edb7-86e6-89f1-0a7a-3b0cef169d9e
First observed: Nov 16, 2012
Last observed: Jul 26, 2019 87 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MCDONNELL INVESTMENT MANAGEMENT, LLC

CRD 166176

OAKBROOK TERRACE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b988edb7-86e6-89f1-0a7a-3b0cef169d9e

Data as of Jul 26, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MCDONNELL INTERNATIONAL FIXED INCOME FUND, LLC

Other Private Fund

$39.7M

Mar 28, 2014

Mar 29, 2012

dropped

021-120299

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BEARDEN, BEVERLY, MILLS

MEMBER / BOARD OF MANAGERS

yes

12/2012

Jan 3, 2013

Jul 26, 2019

Bpce

Shareholder

yes

07/2009

Nov 16, 2012

Jul 26, 2019

CHARLESTON, KEVIN, PATRICK

MEMBER / BOARD OF MANAGERS

yes

03/2019

Mar 25, 2019

Jul 26, 2019

GIUNTA, DAVID, LAWRENCE

MEMBER / BOARD OF MANAGERS

yes

05/2013

Jul 30, 2013

Jul 26, 2019

GIURA, MARK, JOSEPH

CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER & MEMBER/BOARD OF MANAGERS

yes

12/2012

Jan 3, 2013

Jul 26, 2019

LOOMIS, SAYLES & COMPANY, INCORPORATED

CORPORATE GP

yes

01/2019

Jan 18, 2019

Jul 26, 2019

Natixis

Shareholder

yes

09/2011

Nov 16, 2012

Jul 26, 2019

NATIXIS INVESTMENT MANAGERS

Shareholder

yes

08/2004

Mar 28, 2018

Jul 26, 2019

NATIXIS INVESTMENT MANAGERS HOLDINGS, LLC

Shareholder

yes

08/1994

Jan 18, 2019

Jul 26, 2019

NATIXIS INVESTMENT MANAGERS PARTICIPATIONS 1

Shareholder

yes

06/2005

Mar 28, 2018

Jul 26, 2019

NATIXIS INVESTMENT MANAGERS, L.P.

Member

yes

08/1994

Mar 28, 2018

Jul 26, 2019

NATIXIS INVESTMENT MANAGERS, LLC

GENERAL PARTNER

yes

10/2000

Mar 28, 2018

Jul 26, 2019

NATIXIS U.S. HOLDINGS, INC.

Member

yes

10/2000

Nov 16, 2012

Jul 26, 2019

NATIXIS U.S. HOLDINGS, INC.

LIMITED PARTNER

yes

10/2000

Nov 16, 2012

Jul 26, 2019

OSWALD, CHRISTOPHER, LEE

CHIEF FINANCIAL OFFICER & MEMBER/BOARD OF MANAGERS

yes

12/2012

Jan 3, 2013

Jul 26, 2019

WLODARSKI, STEPHEN, JOSEPH

MEMBER / BOARD OF MANAGERS

yes

12/2012

Jan 3, 2013

Jul 26, 2019

RYAN, DONALD, PATRICK

CHIEF COMPLIANCE OFFICER

03/2019

Mar 25, 2019

Jul 26, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LOOMIS, SAYLES & COMPANY, L.P.

n/a

Other adviser

$387B

yes

n/a

HARRIS ASSOCIATES LP

n/a

Asset manager

$109B

yes

n/a

NATIXIS ADVISORS, L.P.

n/a

Bd affiliated wealth

$109B

yes

n/a

VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.

n/a

Other adviser

$12B

yes

n/a

GATEWAY INVESTMENT ADVISERS, LLC

n/a

Other adviser

$12B

yes

n/a

ALPHASIMPLEX GROUP, LLC

n/a

Asset manager

$3.1B

yes

n/a

AEW CAPITAL MANAGEMENT LP

n/a

Other adviser

$3.0B

yes

n/a

FLEXSTONE PARTNERS SAS

n/a

yes

n/a

NATIXIS DISTRIBUTION, L.P.

n/a

yes

n/a

NATIXIS INVESTMENT MANAGERS CANADA LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 25, 2019

$12B

n/a

2017

Mar 28, 2018

$12B

n/a

2016

Mar 29, 2017

$11B

n/a

2015

Mar 24, 2016

$11B

n/a

2014

Mar 30, 2015

$12B

n/a

2013

Mar 28, 2014

$12B

n/a

$39.7M

2012

Mar 27, 2013

$13B

n/a

$49.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$12B

1.0%

$11B

1.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LOOMIS, SAYLES & COMPANY, L.P.

Aug 26, 2019

Oct 28, 2019

OAKBROOK TERRACE, IL

Channel change

Other

100.0%