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CRD 132210
LONDON
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ROBERT CHARLES PAUL | n/a | London | 8 | 13 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CRABB, DOMINIC, TIMOTHY EDWARD | CHIEF COMPLIANCE OFFICER AND DIRECTOR | Na | yes | 08/2018 | May 7, 2026 | May 7, 2026 |
| MCGLASHAN, GUY, ANDREW | CHIEF EXECUTIVE OFFICER AND DIRECTOR | Na | yes | 06/2017 | May 7, 2026 | May 7, 2026 |
| MURPHY, STEPHEN THOMAS, MATTHEW | NON-EXECUTIVE CHAIRMAN | Na | yes | 03/2020 | May 7, 2026 | May 7, 2026 |
| PAUL, ROBERT, CHARLES | Director | Na | yes | 03/2020 | May 7, 2026 | May 7, 2026 |
| W1M GROUP LIMITED | SOLE SHAREHOLDER | E | yes | 10/1988 | May 7, 2026 | May 7, 2026 |
| FUND V UGP LLC | SOLE SHAREHOLDER | E | yes | 01/2018 | Aug 24, 2023 | Aug 2, 2024 |
| HAMPER, JAMES, ANDREW | CHIEF FINANCE OFFICER AND DIRECTOR | Na | yes | 06/2019 | Sep 25, 2019 | Aug 2, 2024 |
| LM EQUITY ADVISORS V LP | GENERAL PARTNER | F | yes | 12/2022 | Aug 24, 2023 | Aug 2, 2024 |
| LM EQUITY ADVISORS V LP | GENERAL PARTNER | F | yes | 12/2022 | Aug 24, 2023 | Aug 2, 2024 |
| LM EQUITY ADVISORS V LP | GENERAL PARTNER | F | yes | 12/2022 | Aug 24, 2023 | Aug 2, 2024 |
| LM EQUITY PARTNERS V LP | Shareholder | D | yes | 05/2022 | Apr 4, 2023 | Aug 2, 2024 |
| LM EQUITY PARTNERS V-A LP | Shareholder | E | yes | 12/2022 | Apr 4, 2023 | Aug 2, 2024 |
| LM SABRINA HOLDINGS LP | SOLE SHAREHOLDER | E | yes | 01/2023 | Apr 4, 2023 | Aug 2, 2024 |
| LM SABRINA INVESTMENT HOLDINGS INC | Shareholder | C | yes | 12/2022 | Apr 4, 2023 | Aug 2, 2024 |
| LONDON AND CAPITAL GROUP LTD | SOLE SHAREHOLDER | E | yes | 10/1988 | Jul 19, 2017 | Aug 2, 2024 |
| LOVELL MINNICK HOLDINGS LLC | SOLE SHAREHOLDER | E | yes | 01/2018 | Aug 24, 2023 | Aug 2, 2024 |
| LOVELL MINNICK PARTNERS LLC | SOLE SHAREHOLDER | E | yes | 01/2018 | Aug 24, 2023 | Aug 2, 2024 |
| MORILLA-GINER, PAU | CHIEF INVESTMENT OFFICER AND DIRECTOR | Na | yes | 06/2019 | Sep 25, 2019 | Aug 2, 2024 |
| SABRINA BIDCO LIMITED | SOLE SHAREHOLDER | E | yes | 03/2023 | Apr 4, 2023 | Aug 2, 2024 |
| SABRINA HOLDCO LIMITED | Shareholder | D | yes | 01/2023 | Apr 4, 2023 | Aug 2, 2024 |
| SABRINA MIDCO LIMITED | SOLE SHAREHOLDER | E | yes | 05/2022 | Apr 4, 2023 | Aug 2, 2024 |
| SABRINA TOPCO LIMITED | SOLE SHAREHOLDER | E | yes | 05/2022 | Apr 4, 2023 | Aug 2, 2024 |
| TAIT, IAIN, RICHARD | Director | Na | yes | 06/2019 | Sep 25, 2019 | Aug 2, 2024 |
| ALLEN, MICHAEL, DAVID | EXECUTIVE DIRECTOR | Na | no | 07/2024 | May 7, 2026 | May 7, 2026 |
| CHHOKER, ANANTH STEVEN, SINGH | EXECUTIVE DIRECTOR | Na | no | 07/2024 | May 7, 2026 | May 7, 2026 |
| Dovey, Sebastian, Simon | NON EXECUTIVE DIRECTOR | Na | no | 07/2024 | May 7, 2026 | May 7, 2026 |
| MORGAN, DAVID | NON- EXECUTIVE DIRECTOR | Na | no | 07/2024 | May 7, 2026 | May 7, 2026 |
| Napier, Alexandra, Winifred Louise | NON EXECUTIVE DIRECTOR | Na | no | 07/2024 | May 7, 2026 | May 7, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| WAVERTON INVESTMENT MANAGEMENT LIMITED | n/a | Former SEC adviser | $17B | N | yes | n/a |
| LONDON AND CAPITAL ASSET MANAGEMENT LTD. | n/a | n/a | n/a | N | yes | n/a |
| LONDON AND CAPITAL SATELLITES FUND MANAGEMENT LTD. | n/a | n/a | n/a | N | yes | n/a |
| LONDON AND CAPITAL WEALTH MANAGEMENT EUROPE A.V. SOCIEDAD ANONIMA | n/a | n/a | n/a | N | yes | n/a |
| WAVERTON WEALTH PLANNING LLP | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $25B | $25B | 200 | 99 | 1 | n/a | n/a |
| 2023 | Sep 29, 2023 | $2.4B | $2.4B | 42 | 15 | 0 | n/a | n/a |
| 2022 | Sep 27, 2022 | $2.1B | $2.1B | 39 | 12 | 0 | n/a | n/a |
| 2021 | Sep 28, 2021 | $2.2B | $2.2B | 34 | 9 | 0 | n/a | n/a |
| 2020 | Sep 23, 2020 | $1.9B | $1.9B | 32 | 11 | 0 | n/a | n/a |
| 2019 | Sep 25, 2019 | $2.0B | $2.0B | 29 | 10 | 0 | n/a | n/a |
| 2018 | Sep 28, 2018 | $1.8B | $1.8B | 32 | 9 | 0 | n/a | n/a |
| 2017 | Sep 28, 2017 | $1.6B | $1.6B | 25 | 9 | n/a | n/a | n/a |
| 2016 | Sep 27, 2016 | $339M | $339M | 1 | 1 | n/a | n/a | n/a |
| 2015 | Sep 28, 2015 | $332M | $332M | 1 | 1 | n/a | n/a | n/a |
| 2014 | Oct 1, 2014 | $816M | $816M | 1 | 1 | n/a | n/a | n/a |
| 2013 | Oct 2, 2013 | $606M | $606M | 1 | 1 | n/a | n/a | n/a |
| 2012 | Oct 17, 2012 | $496M | $496M | n/a | n/a | n/a | n/a | n/a |
| 2011 | Dec 5, 2011 | $272M | $272M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $25B | n/a | n/a | $2.1B | 128.3% | 200 | n/a | 1 | n/a |