DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W•• W••••• M••••••••• L••••••
Latest filing May 7, 2026
First filing on the tape Dec 5, 2011 · 29 filings
SEC status approved since Jan 3, 2005
RAUM
$25B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
25%
$6.3B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$25B
derived; firm RAUM over IAPD count
Employees
200
99 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$25B as of May 7, 2026
Dec 5, 2011$272M then
HNW client RAUM$6.3B as of May 7, 2026
Sep 28, 2018$743M then
State-registered IARs (5.B.3)0 as of May 7, 2026
Dec 5, 20110 then
Employees (5.A)200 as of May 7, 2026
Oct 2, 20131 then
Private funds: no history
RAUM n/a over the last fiscal year+128% a year over three
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $25BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 5,426derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $3.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 200.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$14B61%
- High-net-worth individuals$6.3B27%
- Charitable organizations$1.4B6.0%
- Corporations and businesses$1.1B4.7%
- Insurance companies$316M1.4%
- Individual clients
- 0reported
- HNW clients
- 5,426reported
- Pension plan clients
- 0reported
- Charitable clients
- 219reported
- Accounts
- 6,712reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.25 fund_share=0.57 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• C•••••• P••• | London | Jul 19, 2018 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• D••••••• T•••••• E••••• · Chief Compliance Officer And Directorcontrolsince 08/2018 · owns less than 5%
- H•••••• J••••• A••••• · Chief Finance Officer And Directorcontrolsince 06/2019 · owns less than 5%
- M••••••••• G••• A••••• · Chief Executive Officer And Directorcontrolsince 06/2017 · owns less than 5%
- M••••••••• P•• · Chief Investment Officer And Directorcontrolsince 06/2019 · owns less than 5%
- M•••••• S•••••• T•••••• M•••••• · Non-Executive Chairmancontrolsince 03/2020 · owns less than 5%
- P•••• R•••••• C•••••• · Directorcontrolsince 03/2020 · owns less than 5%
- T•••• I•••• R•••••• · Directorcontrolsince 06/2019 · owns less than 5%
- A••••• M••••••• D•••• · Executive Directorsince 07/2024 · owns less than 5%
- C••••••• A••••• S•••••• S•••• · Executive Directorsince 07/2024 · owns less than 5%
- D••••• S••••••••• S•••• · Non Executive Directorsince 07/2024 · owns less than 5%
- M•••••• D•••• · Non- Executive Directorsince 07/2024 · owns less than 5%
- N•••••• A••••••••• W••••••• L••••• · Non Executive Directorsince 07/2024 · owns less than 5%
Entity owners
- L••••• A•• C•••••• G•••• L•• · Sole Shareholderdirect · owns 75% or more
- W•• G•••• L•••••• · Sole Shareholderdirect · owns 75% or more
- F••• V• U•• L•• · Sole Shareholderindirect · owns 75% or more of L• E••••• A••••••• V• L•
- L• E••••• A••••••• V• L• · General Partnerindirect · owns F of L• E••••• P••••••• V• L•
- L• E••••• A••••••• V• L• · General Partnerindirect · owns F of L• E••••• P••••••• V•• L•
- L• E••••• A••••••• V• L• · General Partnerindirect · owns F of L• S•••••• H••••••• L•
- L• E••••• P••••••• V• L• · Shareholderindirect · owns 50% to 75% of L• S•••••• H••••••• L•
- L• E••••• P••••••• V•• L• · Shareholderindirect · owns 75% or more of L• S•••••• I••••••••• H••••••• I••
- L• S•••••• H••••••• L• · Sole Shareholderindirect · owns 75% or more of S•••••• H••••• L••••••
- L• S•••••• I••••••••• H••••••• I•• · Shareholderindirect · owns 25% to 50% of L• S•••••• H••••••• L•
- L••••• M•••••• H••••••• L•• · Sole Shareholderindirect · owns 75% or more of L••••• M•••••• P••••••• L••
- L••••• M•••••• P••••••• L•• · Sole Shareholderindirect · owns 75% or more of F••• V• U•• L••
- S•••••• B•••• L•••••• · Sole Shareholderindirect · owns 75% or more of L••••• A•• C•••••• G•••• L••
- S•••••• H••••• L•••••• · Shareholderindirect · owns 50% to 75% of S•••••• T•••• L••••••
- S•••••• M•••• L•••••• · Sole Shareholderindirect · owns 75% or more of S•••••• B•••• L••••••
- S•••••• T•••• L•••••• · Sole Shareholderindirect · owns 75% or more of S•••••• M•••• L••••••
Related persons
Schedule D 7.A
- L••••• A•• C•••••• A•••• M••••••••• L•••investment adviserLP sponsorn
- L••••• A•• C•••••• S••••••••• F••• M••••••••• L•••pooled vehicle sponsorn
- L••••• A•• C•••••• W••••• M••••••••• E••••• A••• S••••••• A••••••investment adviserLP sponsorn
- W1m Investment Management L••••••investment advisernRAUM $17B
- W••••••• W••••• P••••••• L••investment adviserLP sponsorn
Advisers that list W•• W••••• M••••••••• L•••••• as a related person
- 112200 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing May 7, 2026M••••••••• P•• (CHIEF INVESTMENT OFFICER AND DIRECTOR) left Schedule A between the filings of 2024-08-02 and 2026-05-07peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing May 7, 2026H•••••• J••••• A••••• (CHIEF FINANCE OFFICER AND DIRECTOR) left Schedule A between the filings of 2024-08-02 and 2026-05-07peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing May 7, 2026T•••• I•••• R•••••• (DIRECTOR) left Schedule A between the filings of 2024-08-02 and 2026-05-07peers: independent wealth managers, $20B and over (84)
What changed
consecutive filings, newest first
- Accounts · 2,240 to 6,712Jun 30, 2025 to Mar 31, 2026
- Advisory employees · 16 to 99Jun 30, 2025 to Mar 31, 2026
- Charity clients · unset to 219.0Jun 30, 2025 to Mar 31, 2026
- Corporate clients · 15 to 212Jun 30, 2025 to Mar 31, 2026
- HNW clients · 860 to 5,426Jun 30, 2025 to Mar 31, 2026
- Pension plan clients · 318 to 0Jun 30, 2025 to Mar 31, 2026
- Pooled vehicle clients · 0 to 49Jun 30, 2025 to Mar 31, 2026
- Employees · 42 to 200Jun 30, 2025 to Mar 31, 2026
- Other offices · 0 to 1Jun 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.0B to $25BJun 30, 2025 to Mar 31, 2026
- HNW RAUM · $1.1B to $6.3BJun 30, 2025 to Mar 31, 2026
- Pension RAUM · $228M to $0Jun 30, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $0 to $14BJun 30, 2025 to Mar 31, 2026
- RAUM · $2.0B to $25BJun 30, 2025 to Mar 31, 2026
- Financial planning clients · unset to May 1, 2025 to Jun 30, 2025
- Accounts · 2,270 to 2,240Aug 2, 2024 to May 1, 2025
- Advisory employees · 15 to 16Aug 2, 2024 to May 1, 2025
- Business name · L••••• A•• C•••••• W••••• A••••••• L•• to W•• W••••• M••••••••• L••••••Aug 2, 2024 to May 1, 2025
- Charity clients · 2.0 to unsetAug 2, 2024 to May 1, 2025
- Corporate clients · 25 to 15Aug 2, 2024 to May 1, 2025
- HNW clients · 671 to 860Aug 2, 2024 to May 1, 2025
- Pension plan clients · 113 to 318Aug 2, 2024 to May 1, 2025
- HQ state · unset to Aug 2, 2024 to May 1, 2025
- Legal name · L••••• A•• C•••••• W••••• A••••••• L•• to W•• W••••• M••••••••• L••••••Aug 2, 2024 to May 1, 2025
- Discretionary RAUM · $2.4B to $2.0BAug 2, 2024 to May 1, 2025
- HNW RAUM · $1.3B to $1.1BAug 2, 2024 to May 1, 2025
- Pension RAUM · $263M to $228MAug 2, 2024 to May 1, 2025
- RAUM · $2.4B to $2.0BAug 2, 2024 to May 1, 2025
- Accounts · 2,011 to 2,270Aug 24, 2023 to Sep 29, 2023
- Advisory employees · 12 to 15Aug 24, 2023 to Sep 29, 2023
- Advisory activities · 5 to 4Aug 24, 2023 to Sep 29, 2023
- Corporate clients · 35 to 25Aug 24, 2023 to Sep 29, 2023
- HNW clients · 629 to 671Aug 24, 2023 to Sep 29, 2023
- Pension plan clients · 87 to 113Aug 24, 2023 to Sep 29, 2023
- Employees · 39 to 42Aug 24, 2023 to Sep 29, 2023
- Discretionary RAUM · $2.1B to $2.4BAug 24, 2023 to Sep 29, 2023
- HNW RAUM · $1.2B to $1.3BAug 24, 2023 to Sep 29, 2023
- Pension RAUM · $149M to $263MAug 24, 2023 to Sep 29, 2023
- RAUM · $2.1B to $2.4BAug 24, 2023 to Sep 29, 2023
- Accounts · 1,865 to 2,011Sep 28, 2021 to Sep 27, 2022
Signals
11 dated events
- W•• W••••• M••••••••• L•••••• reported RAUM $24.8B, up 1146% from $2.0B (2025-06-30 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Wilson Elaine Freedman (Shareholder) no longer on Schedule A of W•• W••••• M••••••••• L•••••• (listed 2022-10-06, absent 2023-04-04)Apr 4, 2023 · Control person left · inference
- Charles Robert Paul (Director) appeared on Schedule A of W•• W••••• M••••••••• L••••••Sep 23, 2020 · Control person joined · fact
- Matthew Stephen Thomas Murphy (Non-Executive Chairman) appeared on Schedule A of W•• W••••• M••••••••• L••••••Sep 23, 2020 · Control person joined · fact
- Keith Daniel Freedman (Director) no longer on Schedule A of W•• W••••• M••••••••• L•••••• (listed 2020-06-30, absent 2020-09-23)Sep 23, 2020 · Control person left · inference
- Wilson Elaine Freedman (Shareholder) appeared on Schedule A of W•• W••••• M••••••••• L••••••Sep 23, 2020 · Control person joined · fact
- Richard Iain Tate (Director) appeared on Schedule A of W•• W••••• M••••••••• L••••••Sep 25, 2019 · Control person joined · fact
- Hugh Anthony Mcloughlin (Chief Operating Officer) no longer on Schedule A of W•• W••••• M••••••••• L•••••• (listed 2018-10-24, absent 2019-09-25)Sep 25, 2019 · Control person left · inference
- James Hamper (Chief Finance Officer) appeared on Schedule A of W•• W••••• M••••••••• L••••••Sep 25, 2019 · Control person joined · fact
- Morilla Pau Giner (Chief Investment Officer) appeared on Schedule A of W•• W••••• M••••••••• L••••••Sep 25, 2019 · Control person joined · fact
- L••••• A•• C•••••• I••••••••• A•••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 19, 2017 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 246-537-4183reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 204-617-2000reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/w1mreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w1m.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +4402046172000reportedpublic record, Form ADV, May 7, 2026
- Contact form
- w1m.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- w1m.com/our-peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $25Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026