L••• C••••••••

Advisor at L••• I••••••••• L••

BOSTON, MA

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 23, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• I••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• I••••••••• L••	Mixed wealth	Jan 13, 2026	n/a	yes	BOSTON, MA	Current employment
U•••••••••	Former SEC adviser	Jul 31, 2023	Aug 2, 2024	no	WESTFORD, MA\|NASHVILLE, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•••••••••	L••• I••••••••• L••	Aug 2, 2024	Jan 13, 2026	529	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ L••• I••••••••• L••Registered adviserregistration: current employment
Jan 13, 2026 to presentfactForm ADV
→ U•••••••••Registered adviserregistration: previous registration
Jul 31, 2023 to Aug 2, 2024factForm ADV

Dated events

Order

Occurred
2 Aug 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 23, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.