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Advisor at WORLD INVESTMENT ADVISORS, LLC
PLYMOUTH, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS, LLC | Other adviser | Jun 28, 2024 | n/a | yes | PLYMOUTH, MA | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Dec 16, 2019 | Jun 28, 2024 | no | Plymouth, MA | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 6, 2016 | Dec 16, 2019 | no | Boston, MA | Previous registration |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | Aug 6, 2009 | Sep 6, 2016 | no | BOSTON, MA | Previous registration |
| THOMAS WEISEL PARTNERS LLC | Former SEC adviser | Aug 25, 2005 | Jul 23, 2009 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 10, 2005 | Aug 18, 2005 | no | MANCHESTER, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | WORLD INVESTMENT ADVISORS, LLC | Jun 28, 2024 | Jun 28, 2024 | 0 | Bulk transfer | Other |
| RAYMOND JAMES & ASSOCIATES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 16, 2019 | Dec 16, 2019 | 0 | Firm change | Ibd to ibd |
| DEUTSCHE BANK SECURITIES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Sep 6, 2016 | Sep 6, 2016 | 0 | Bulk transfer | Other |
| THOMAS WEISEL PARTNERS LLC | DEUTSCHE BANK SECURITIES INC. | Jul 23, 2009 | Aug 6, 2009 | 14 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | THOMAS WEISEL PARTNERS LLC | Aug 18, 2005 | Aug 25, 2005 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:149018:MA:2019-12-13 | Dec 16, 2019 | Dec 16, 2019 | BOSTON, MA | Firm change |