DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Joseph Donaruma
Feed of 09/14/2026
At current firm
2 y
since Jun 28, 2024
In the industry
33 y
since Aug 20, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- World Investment Advisors, LLC other currentsince Jun 28, 2024 · Plymouth, Ma
- Raymond James Financial Services Advisors, Inc BD affiliatedDec 16, 2019 to Jun 28, 2024 · Plymouth, Ma
- Raymond James & Associates, Inc. national BDSep 6, 2016 to Dec 16, 2019 · Boston, Ma
- Deutsche Bank Securities Inc. no RAUMAug 6, 2009 to Sep 6, 2016 · Boston, Ma
- Thomas Weisel Partners LLC formerAug 25, 2005 to Jul 23, 2009 · Boston, Ma
- UBS Financial Services Inc. wirehouseMay 10, 2005 to Aug 18, 2005 · Manchester, Nh
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to World Investment Advisors, LLCleft Jun 28, 2024, registered Jun 28, 2024 (0 days) · corporate re-registration, not a move
- Raymond James & Associates, Inc. to Raymond James Financial Services Advisors, Incleft Dec 16, 2019, registered Dec 16, 2019 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- Deutsche Bank Securities Inc. to Raymond James & Associates, Inc.left Sep 6, 2016, registered Sep 6, 2016 (0 days) · corporate re-registration, not a move
- Thomas Weisel Partners LLC to Deutsche Bank Securities Inc.left Jul 23, 2009, registered Aug 6, 2009 (14 days) · Other
- UBS Financial Services Inc. to Thomas Weisel Partners LLCleft Aug 18, 2005, registered Aug 25, 2005 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address