DFX Intelligence

A••••• Y•••••••• H••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A••••• Y•••••••• H••

Advisor at N••••• A•••• M••••••••• L••

CHICAGO, IL

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Search this name across graphsid dfx:ria:70652548-055a-efd8-25aa-58b296320483

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 18, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••• A•••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 14, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••• A•••• M••••••••• L••	Mixed wealth	Jul 31, 2023	n/a	yes	CHICAGO, IL	Current employment
N•••••••• B••••• B• L••	No RAUM reported	Apr 6, 2015	Jul 14, 2023	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• B••••• B• L••	N••••• A•••• M••••••••• L••	Jul 14, 2023	Jul 31, 2023	17	Firm change	Other
L•••• A••••• • C•• L••	N•••••••• B••••• B• L••	Apr 7, 2015	Apr 6, 2015

Relationships

Registered with (3)

→ N••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jul 31, 2023 to presentfactForm ADV
→ N•••••••• B••••• B• L••Registered adviserregistration: previous registration
Apr 6, 2015 to Jul 14, 2023factForm ADV
→ L•••• A••••• • C•• L••Registered adviserregistration: previous registration
Nov 18, 2013 to Apr 7, 2015factForm ADV

Dated events

Occurred
Jul 14, 2023
Advisor changed firm
A••••• Y•••••••• H•• left N•••••••• B••••• B• L•• for N••••• A•••• M••••••••• L•• (registered 2023-07-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70652548-055a-efd8-25aa-58b296320483
First observed: Nov 18, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.