DFX Intelligence

M• C•••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 100m 1b

M• C•••••• A•••••••

M••••••••• ASSET MANAGEMENT, INC., CRD 107560

NASHVILLE, TN

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Data as of May 1, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 16
On other graphs: 0
Observed: Dec 20, 2011 to May 1, 2023
45 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $871M••• Locked
Discretionary RAUM: $847M
Private client RAUM: $758Mderived••• Locked
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• E••••• R••	CHIEF PORTFOLIO STRATEGIST	Na	yes	11/2022	Nov 10, 2022	May 1, 2023
M••••••••• F••••• N••	Chairman	E	yes	10/2011	Dec 20, 2011	May 1, 2023

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SAN ANTONIO	TX	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$871M	$1.2B	-24.8%	$708M	7.1%	13	13	1	2

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S•••••• F•••••••• G••••• L•••••	2	Dec 31, 2023	Aug 18, 2023	NASHVILLE, TN	Team lift out	RIA to RIA	100.0%

Relationships

Controls (5)

← M••••••••• F••••• N••OwnerCHAIRMAN, ownership code E, individual
Dec 20, 2011 to presentfactForm ADV
← S••••• P••••••• A••••OwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Nov 10, 2022 to presentfactForm ADV
← M••••••••• M••••• M••••••OwnerCHIEF EXECUTIVE OFFICER & CHIEF OPERATIONS OFFICER, ownership code A, individual
Dec 20, 2011 to presentfactForm ADV
← B•••••• E••••• R••OwnerCHIEF PORTFOLIO STRATEGIST, ownership code NA, individual
Nov 10, 2022 to present

Dated events

Order

Occurred
31 Dec 2023
Advisor changed firm2 events
M• C•••••• A•••••••: advisor changed firm, 2 counterparties, on 31 Dec 2023
- ••• Locked
- ••• Locked
Occurred
31 Dec 2023
Team lift-out
••• Locked
Form ADV
2 advisors
Occurred
7 Dec 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
20 Mar 2023
Regulatory AUM changed
••• Locked
Form ADV
$-311M
Occurred
13 Jan 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 20, 2011
Last observed: May 1, 2023 41 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 27, 2013	$534M	$505M	15	7	n/a	n/a	n/a
2011	Mar 8, 2012	$674M	$674M	n/a	n/a	n/a	n/a	n/a