DFX Intelligence

C••••• W••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

C••••• W••••• T•••••

Advisor at A••••• W••••• M••••••••• L••

FRANKLIN, TN

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Search this name across graphsid dfx:ria:ffa92949-8eed-a29f-67d0-885a06ddf3f2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 20, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 30, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• W••••• M••••••••• L••	Independent wealth	Jan 10, 2017	n/a	yes	FRANKLIN, TN	Current employment
M• C•••••• A•••••••	Former SEC adviser	Jun 23, 2014	Jan 19, 2016	no	NASHVILLE, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M• C•••••• A•••••••	A••••• W••••• M••••••••• L••	Jan 19, 2016	Jan 10, 2017	357	Firm change	Other
H• B• S••••••• A•• C••••••• L••	M• C•••••• A•••••••	May 7, 2014	Jun 23, 2014

Relationships

Registered with (3)

→ A••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 10, 2017 to presentfactForm ADV
→ M• C•••••• A•••••••Registered adviserregistration: previous registration
Jun 23, 2014 to Jan 19, 2016factForm ADV
→ H• B• S••••••• A•• C••••••• L••Registered adviserregistration: previous registration
Sep 20, 2012 to May 7, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ffa92949-8eed-a29f-67d0-885a06ddf3f2
First observed: Sep 20, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.