DFX Intelligence

P••••• G• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

P••••• G• M•••••••••

Advisor at L•• F•••••••• L••

SAN DIEGO, CA | HUGHSON, CA

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Search this name across graphsid dfx:ria:7066b69e-75d6-f7e8-ceb9-019ae524a4a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 6, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 1, 2025	n/a	yes	HUGHSON, CA\|SAN DIEGO, CA\|SAN DIEGO, CA	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	Dec 11, 2018	May 1, 2025	no	Hughson, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	L•• F•••••••• L••	May 1, 2025	May 1, 2025	0	Bulk transfer	Ibd to ibd
I••••••• W••••• M•••••••••	S•• I••••••••• A•••••••• I•••	Dec 7, 2018	Dec 11, 2018

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 11, 2018 to May 1, 2025factForm ADV
→ I••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 16, 2015 to Dec 7, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7066b69e-75d6-f7e8-ceb9-019ae524a4a7
First observed: Dec 18, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.